AdvisorCensus / Financial advisors / California / Los Angeles / Crossmarket Capital, LLC
Crossmarket Capital, LLC
Filed as CROSSMARKET CAPITAL, LLC
Crossmarket Capital, LLC is a state-registered investment advisory firm in Newport Beach, CA, reporting under $25 million in regulatory assets under management in its Form ADV filing dated December 21, 2021.
Quick answers
From the filingHow is Crossmarket Capital, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Crossmarket Capital, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.
Where is Crossmarket Capital, LLC located?
Crossmarket Capital, LLC's principal office is in Newport Beach, CA, according to its Form ADV.
Is Crossmarket Capital, LLC registered with the SEC or a state?
Crossmarket Capital, LLC is a state-registered investment advisory firm. Status as filed: TERMREQUEST. CRD 168947.
How much does Crossmarket Capital, LLC manage?
Crossmarket Capital, LLC reports $22,250,000 in regulatory assets under management in its Form ADV filing dated December 21, 2021 (32% discretionary).
What types of clients does Crossmarket Capital, LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (95); high net worth individuals (40); pension and profit sharing plans (but not the plan participants or government pension plans) (5).
Does Crossmarket Capital, LLC report any disciplinary disclosures?
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.H(2) (pending civil proceeding). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/168947
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Regulatory assets under management
Item 5.F$22,250,000 as of October 2026, filing dated December 21, 2021.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other
Registration and firm details
Items 1, 2, 5- Registration
- State-registered investment adviser. Status as filed: TERMREQUEST.
- Registered since
- Not reported.
- Employees
- Total: 2. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- States registered or notice-filed
- Not reported.
State-registered investment advisers are examined by their state securities regulator. SEC, state, and exempt registration
Disclosures
Item 111 Reports 1 disclosure item on Form ADV Item 11. View on IAPD.
Questions answered yes on this filing
Civil court matters Item 11.H
- 11.H(2) Is the firm or an advisory affiliate now the subject of a civil proceeding that could result in a yes answer to any part of 11.H(1)?
Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. What happened, and who was involved, is on the Disclosure Reporting Pages of the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.INot reported.
Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Crossmarket Capital, LLC (CRD 168947): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/crossmarket-capital-llc-newport-beach-ca-168947