AdvisorCensus / Financial advisors / New York / New York / Credit Capital Investments
Credit Capital Investments
Filed as CREDIT CAPITAL INVESTMENTS · Legal name Credit Capital Investments, LLC
Credit Capital Investments is an SEC-registered investment advisory firm in Livingston, NJ, registered since 2012, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 13, 2026.
Quick answers
From the filingHow is Credit Capital Investments compensated?
On its Form ADV (Item 5.E, October 2026), Credit Capital Investments reports these compensation arrangements: a percentage of assets under its management; performance-based fees.
How much does Credit Capital Investments charge?
Its Form ADV Part 2A brochure dated March 30, 2026 states: Asset-based fee: 0.75% to 2% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Credit Capital Investments located?
Credit Capital Investments' principal office is in Livingston, NJ, according to its Form ADV; the September 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is Credit Capital Investments registered with the SEC or a state?
Credit Capital Investments is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 160537.
How much does Credit Capital Investments manage?
Credit Capital Investments reports $444,040,406 in regulatory assets under management in its Form ADV filing dated August 13, 2026 (100% discretionary).
How have Credit Capital Investments' assets and staff changed since 2021?
In the Form ADV data for Credit Capital Investments: Regulatory assets under management: $194,043,513 in the October 2021 data and $444,040,406 in the October 2026 data, up 129%. Total employees: 9 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Credit Capital Investments serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (8); pooled investment vehicles (other than investment companies and business development companies) (5); corporations or other businesses not listed above (5).
Which custodians does Credit Capital Investments use?
Credit Capital Investments' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists BNY Mellon and Raymond James & Associates, Inc. as custodians holding 10% or more of its separately managed account assets.
Does Credit Capital Investments report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/160537
What changed in Credit Capital Investments' recent Form ADV filings?
In the August 2026 filing data: Regulatory assets under management went from $351,318,386 to $444,040,406 (+26%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 0.75% to 2% a year (a range, as the brochure states it)
The brochure's wording
Management fees for Private Funds range from 0.75% to 2.00% annually of the client’s assets under management (the Fund’s Net Asset Value {NAV} attributable to each investor in the Fund), calculated in arrears and accrued monthly.
As stated in the firm's Form ADV Part 2A brochure dated March 30, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$444,040,406 as of October 2026, filing dated August 13, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
Registration and firm details
Items 1, 2, 5- Legal name
- Credit Capital Investments, LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2012 (14 years)
- Employees
- Total: 7. Performing investment advisory functions: 7.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the September 2026 filing
- States registered or notice-filed
- Not reported.
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $444,040,406 | 7 | August 13, 2026 |
| October 2025 | $264,563,994 | 8 | March 28, 2025 |
| October 2024 | $220,004,622 | 8 | March 28, 2024 |
| October 2023 | $206,613,652 | 10 | March 31, 2023 |
| October 2022 | $204,607,710 | 10 | March 31, 2022 |
| October 2021 | $194,043,513 | 9 | March 31, 2021 |
Regulatory assets under management: $194,043,513 in the October 2021 data and $444,040,406 in the October 2026 data, up 129%.
Total employees: 9 in October 2021 and 7 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- August 2026
- Regulatory assets under management went from $351,318,386 to $444,040,406 (+26%).
- April 2026
- Regulatory assets under management went from $264,563,994 to $351,318,386 (+33%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Credit Capital Investments (CRD 160537): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/credit-capital-investments-livingston-nj-160537