AdvisorCensus / Financial advisors / New Mexico / Las Cruces / Cratty & Swanson Advisors L.L.C.
Cratty & Swanson Advisors L.L.C. is a state-registered investment advisory firm in Las Cruces, NM, registered since 2016, with no regulatory assets under management reported in its Form ADV filing dated April 24, 2026.
Quick answers
From the filingHow is Cratty & Swanson Advisors L.L.C. compensated?
On its Form ADV (Item 5.E, October 2026), Cratty & Swanson Advisors L.L.C. reports these compensation arrangements: hourly charges; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.
Where is Cratty & Swanson Advisors L.L.C. located?
Cratty & Swanson Advisors L.L.C.'s principal office is in Las Cruces, NM, according to its Form ADV.
Is Cratty & Swanson Advisors L.L.C. registered with the SEC or a state?
Cratty & Swanson Advisors L.L.C. is a state-registered investment advisory firm, registered since 2016. Status as filed: APPROVED. CRD 283587.
Does Cratty & Swanson Advisors L.L.C. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/283587
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- Hourly charges
- Other
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Regulatory assets under management
Item 5.FNot reported.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DNot reported.
A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
Registration and firm details
Items 1, 2, 5- Registration
- State-registered investment adviser. Status as filed: APPROVED.
- Registered since
- 2016 (10 years)
- Employees
- Total: 2. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
2 states or jurisdictions
State-registered investment advisers are examined by their state securities regulator. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Cratty & Swanson Advisors L.L.C. (CRD 283587): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/cratty-and-swanson-advisors-l-l-c-las-cruces-nm-283587