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AdvisorCensus / Financial advisors / Tennessee / Memphis / Cothran Capital, LLC

Cothran Capital, LLC

Memphis, TNState-registered investment adviserCRD 154975

Filed as COTHRAN CAPITAL, LLC

Cothran Capital, LLC is a state-registered investment advisory firm in Memphis, TN, registered since 2010, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated July 30, 2026.

15 years
registered since 2010
$36,083,335
assets under management
4 arrangements
Percentage of assets, Hourly and more
None
disclosure items (Item 11)

Quick answers

From the filing

How is Cothran Capital, LLC compensated?

On its Form ADV (Item 5.E, October 2026), Cothran Capital, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other.

Where is Cothran Capital, LLC located?

Cothran Capital, LLC's principal office is in Memphis, TN, according to its Form ADV.

Is Cothran Capital, LLC registered with the SEC or a state?

Cothran Capital, LLC is a state-registered investment advisory firm, registered since 2010. Status as filed: APPROVED. CRD 154975.

How much does Cothran Capital, LLC manage?

Cothran Capital, LLC reports $36,083,335 in regulatory assets under management in its Form ADV filing dated July 30, 2026 (83% discretionary).

What types of clients does Cothran Capital, LLC serve?

By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (141); high net worth individuals (4).

Does Cothran Capital, LLC report any disciplinary disclosures?

Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/154975

From the Form ADV filing

Every figure below is as the firm filed it with regulators, as of October 2026.

How the firm is compensated

Item 5.E
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

Regulatory assets under management

Item 5.F
$36,083,335

$36,083,335 as of October 2026, filing dated July 30, 2026.

Discretionary: $29,908,790.Non-discretionary: $6,174,545.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

Who the firm serves

Item 5.D
Individuals (other than high net worth individuals)
Clients 141 Assets $28,993,058 (80%)
High net worth individuals
Clients 4 Assets $7,090,277 (20%)
Banking or thrift institutions
Clients 0 Assets $0 (0%)
Investment companies
Clients 0 Assets $0 (0%)
Business development companies
Clients 0 Assets $0 (0%)
Pooled investment vehicles (other than investment companies and business development companies)
Clients 0 Assets $0 (0%)
Pension and profit sharing plans (but not the plan participants or government pension plans)
Clients 0 Assets $0 (0%)
Charitable organizations
Clients 0 Assets $0 (0%)
State or municipal government entities (including government pension plans)
Clients 0 Assets $0 (0%)
Other investment advisers
Clients 0 Assets $0 (0%)
Insurance companies
Clients 0 Assets $0 (0%)
Sovereign wealth funds and foreign official institutions
Clients 0 Assets $0 (0%)
Corporations or other businesses not listed above
Clients 0 Assets $0 (0%)
Other
Clients 0 Assets $0 (0%)

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

Advisory services

Item 5.G
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)

Registration and firm details

Items 1, 2, 5
Registration
State-registered investment adviser. Status as filed: APPROVED.
Registered since
2010 (15 years)
Employees
Total: 2. Performing investment advisory functions: 2.
Wrap fee program participation
No.
States registered or notice-filed
2 states or jurisdictions
ARTN

State-registered investment advisers are examined by their state securities regulator. SEC, state, and exempt registration

Disclosures

Item 11

None Reports no disclosure items on Form ADV Item 11. View on IAPD.

Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures

Changes in the filing

Last 12 months

No changes to these filed facts in the last 12 months of filing data.

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.

Websites listed on Form ADV

Item 1.I
cothrancapital.com

Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."

Cite this page

AdvisorCensus. Cothran Capital, LLC (CRD 154975): Form ADV filing data as of October 2026.
https://advisorcensus.com/firm/cothran-capital-llc-memphis-tn-154975