AdvisorCensus / Financial advisors / California / San Diego / Cosmos Wealth, LLC
Cosmos Wealth, LLC is an SEC-registered investment advisory firm in La Jolla, CA, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 21, 2026.
Quick answers
From the filingHow is Cosmos Wealth, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Cosmos Wealth, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges.
What does Cosmos Wealth, LLC's brochure say about its fees?
Its Form ADV Part 2A brochure dated April 28, 2026 states: Asset-based fee: up to 1.2% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Cosmos Wealth, LLC located?
Cosmos Wealth, LLC's principal office is in La Jolla, CA, according to its Form ADV.
Is Cosmos Wealth, LLC registered with the SEC or a state?
Cosmos Wealth, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 341781.
How much does Cosmos Wealth, LLC manage?
Cosmos Wealth, LLC reports $191,452,317 in regulatory assets under management in its Form ADV filing dated September 21, 2026 (100% discretionary).
What types of clients does Cosmos Wealth, LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (28); high net worth individuals (22); corporations or other businesses not listed above (10).
Does Cosmos Wealth, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/341781
What changed in Cosmos Wealth, LLC's recent Form ADV filings?
In the October 2026 filing data: Regulatory assets under management went from $0 to $191,452,317.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: up to 1.2% of assets a year (the maximum the brochure states)
The brochure's wording
Our annual fee ranges up to 1.20% annually and is assessed and/or charged monthly in arrears, based on the daily average balance value.
The Firm offers services on a fee basis, which may include fixed fees, as well as fees based upon assets under management or advisement.
Minimum annual fee: $1,000
The brochure's wording
In addition, Cosmos imposes a minimum annual fee of $1,000 per client account.
As stated in the firm's Form ADV Part 2A brochure dated April 28, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$191,452,317 as of October 2026, filing dated September 21, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2026 (0 years)
- Employees
- Total: 2. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- October 2026
- Regulatory assets under management went from $0 to $191,452,317.
- June 2026
- Newly registered with the SEC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Cosmos Wealth, LLC (CRD 341781): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/cosmos-wealth-llc-la-jolla-ca-341781