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Cortec Group Management Services, LLC
Filed as CORTEC GROUP MANAGEMENT SERVICES, LLC
Cortec Group Management Services, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2012, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 27, 2026.
Quick answers
From the filingHow is Cortec Group Management Services, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Cortec Group Management Services, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.
Where is Cortec Group Management Services, LLC located?
Cortec Group Management Services, LLC's principal office is in New York, NY, according to its Form ADV.
Is Cortec Group Management Services, LLC registered with the SEC or a state?
Cortec Group Management Services, LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 161429.
How much does Cortec Group Management Services, LLC manage?
Cortec Group Management Services, LLC reports $6,634,033,478 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary).
How have Cortec Group Management Services, LLC's assets and staff changed since 2021?
In the Form ADV data for Cortec Group Management Services, LLC: Regulatory assets under management: $4,025,206,864 in the October 2021 data and $6,634,033,478 in the October 2026 data, up 65%. Total employees: 21 in October 2021 and 30 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Cortec Group Management Services, LLC serve?
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (12).
Does Cortec Group Management Services, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/161429
What changed in Cortec Group Management Services, LLC's recent Form ADV filings?
In the April 2026 filing data: Employees performing advisory functions went from 27 to 25.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2ASee the firm's brochure (dated March 27, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$6,634,033,478 as of October 2026, filing dated March 27, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for pooled investment vehicles (other than investment companies)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2012 (14 years)
- Employees
- Total: 30. Performing investment advisory functions: 25.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $6,634,033,478 | 30 | March 27, 2026 |
| October 2025 | $6,850,206,935 | 29 | March 21, 2025 |
| October 2024 | $6,901,258,027 | 29 | March 26, 2024 |
| October 2023 | $5,079,077,664 | 22 | March 27, 2023 |
| October 2022 | $4,250,340,390 | 22 | March 29, 2022 |
| October 2021 | $4,025,206,864 | 21 | March 25, 2021 |
Regulatory assets under management: $4,025,206,864 in the October 2021 data and $6,634,033,478 in the October 2026 data, up 65%.
Total employees: 21 in October 2021 and 30 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Employees performing advisory functions went from 27 to 25.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Cortec Group Management Services, LLC (CRD 161429): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/cortec-group-management-services-llc-new-york-ny-161429