AdvisorCensus / Financial advisors / New York / New York / Collaborative Fund Management LLC
Collaborative Fund Management LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2026, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated August 27, 2026.
Quick answers
From the filingHow is Collaborative Fund Management LLC compensated?
On its Form ADV (Item 5.E, October 2026), Collaborative Fund Management LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.
Where is Collaborative Fund Management LLC located?
Collaborative Fund Management LLC's principal office is in New York, NY, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is Collaborative Fund Management LLC registered with the SEC or a state?
Collaborative Fund Management LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 167366.
How much does Collaborative Fund Management LLC manage?
Collaborative Fund Management LLC reports $1,843,711,610 in regulatory assets under management in its Form ADV filing dated August 27, 2026 (100% discretionary).
What types of clients does Collaborative Fund Management LLC serve?
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (30).
Does Collaborative Fund Management LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/167366
What changed in Collaborative Fund Management LLC's recent Form ADV filings?
In the September 2026 filing data: No longer lists an office in San Francisco, CA. Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Regulatory assets under management
Item 5.F$1,843,711,610 as of October 2026, filing dated August 27, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for pooled investment vehicles (other than investment companies)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2026 (0 years)
- Employees
- Total: 30. Performing investment advisory functions: 16.
- Wrap fee program participation
- No.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the April 2026 filing
- States registered or notice-filed
- Not reported.
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $1,843,711,610 | 30 | August 27, 2026 |
| October 2025 | Not reported | Not reported | March 28, 2025 |
| October 2024 | Not reported | Not reported | March 22, 2024 |
| October 2023 | Not reported | Not reported | March 30, 2023 |
| October 2022 | Not reported | Not reported | March 28, 2022 |
| October 2021 | Not reported | Not reported | March 30, 2021 |
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- September 2026
- No longer lists an office in San Francisco, CA.
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Collaborative Fund Management LLC (CRD 167366): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/collaborative-fund-management-llc-new-york-ny-167366