AdvisorCensus / Financial advisors / New York / New York / Coefficient Capital
Coefficient Capital
Filed as COEFFICIENT CAPITAL · Legal name Coefficient Capital, LLC
Coefficient Capital is an SEC-registered investment advisory firm in New York, NY, registered since 2026, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated September 2, 2026.
Quick answers
From the filingHow is Coefficient Capital compensated?
On its Form ADV (Item 5.E, October 2026), Coefficient Capital reports these compensation arrangements: a percentage of assets under its management; performance-based fees.
Where is Coefficient Capital located?
Coefficient Capital's principal office is in New York, NY, according to its Form ADV.
Is Coefficient Capital registered with the SEC or a state?
Coefficient Capital is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 299097.
How much does Coefficient Capital manage?
Coefficient Capital reports $734,582,867 in regulatory assets under management in its Form ADV filing dated September 2, 2026 (100% discretionary).
What types of clients does Coefficient Capital serve?
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (6).
Does Coefficient Capital report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/299097
What changed in Coefficient Capital's recent Form ADV filings?
In the October 2026 filing data: Moved from exempt reporting adviser status to SEC registration. Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Regulatory assets under management
Item 5.F$734,582,867 as of October 2026, filing dated September 2, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for pooled investment vehicles (other than investment companies)
Registration and firm details
Items 1, 2, 5- Legal name
- Coefficient Capital, LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2026 (0 years)
- Employees
- Total: 10. Performing investment advisory functions: 7.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $734,582,867 | 10 | September 2, 2026 |
| October 2025 | Not reported | Not reported | March 28, 2025 |
| October 2024 | Not reported | Not reported | March 28, 2024 |
| October 2023 | Not reported | Not reported | March 31, 2023 |
| October 2022 | Not reported | Not reported | March 30, 2022 |
| October 2021 | Not reported | Not reported | March 30, 2021 |
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- October 2026
- Moved from exempt reporting adviser status to SEC registration.
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Coefficient Capital (CRD 299097): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/coefficient-capital-new-york-ny-299097