AdvisorCensus / Financial advisors / Florida / Orlando / Coastal Investment Company, LLC
Coastal Investment Company, LLC is an SEC-registered investment advisory firm in Winter Park, FL, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 30, 2026.
Quick answers
From the filingHow is Coastal Investment Company, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Coastal Investment Company, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other.
How much does Coastal Investment Company, LLC charge?
Its Form ADV Part 2A brochure dated March 31, 2026 states: Asset-based fee: 1% to 5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Coastal Investment Company, LLC located?
Coastal Investment Company, LLC's principal office is in Winter Park, FL, according to its Form ADV; the May 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is Coastal Investment Company, LLC registered with the SEC or a state?
Coastal Investment Company, LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 322164.
How much does Coastal Investment Company, LLC manage?
Coastal Investment Company, LLC reports $262,937,654 in regulatory assets under management in its Form ADV filing dated April 30, 2026 (100% discretionary).
How have Coastal Investment Company, LLC's assets and staff changed since 2022?
In the Form ADV data for Coastal Investment Company, LLC: Regulatory assets under management: $161,304,926 in the October 2024 data and $262,937,654 in the October 2026 data, up 63%. Total employees: 7 in October 2024 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Coastal Investment Company, LLC serve?
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (41).
Does Coastal Investment Company, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/322164
Does Coastal Investment Company, LLC state an account minimum?
Its Form ADV Part 2A brochure dated March 31, 2026 says: "The minimum initial investment is $100,000, subject to waiver at the discretion of the Firm."
What changed in Coastal Investment Company, LLC's recent Form ADV filings?
In the April 2026 filing data: Employees performing advisory functions went from 8 to 9. Regulatory assets under management went from $212,890,651 to $262,937,654 (+24%). Added an office in Delray Beach, FL.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Performance-based fees
- Other
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 1% to 5% a year (a range, as the brochure states it)
The brochure's wording
However, the range of compensation is generally as follows: 1. Management Fee From the Funds, the Firm typically receives a management fee calculated as a percentage of the capital commitment received from the applicable Fund’s sponsor, payable annually. The management fee is generally between 1% and 5%.
Account minimum: $100,000 (the brochure says it may be waived or negotiated)
The brochure's wording
The minimum initial investment is $100,000, subject to waiver at the discretion of the Firm.
As stated in the firm's Form ADV Part 2A brochure dated March 31, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$262,937,654 as of October 2026, filing dated April 30, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for pooled investment vehicles (other than investment companies)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2024 (2 years)
- Employees
- Total: 9. Performing investment advisory functions: 9.
- Wrap fee program participation
- No.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the May 2026 filing
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $262,937,654 | 9 | April 30, 2026 |
| October 2025 | $212,890,651 | 8 | June 30, 2025 |
| October 2024 | $161,304,926 | 7 | September 23, 2024 |
| October 2023 | Not reported | Not reported | May 23, 2023 |
| October 2022 | Not reported | Not reported | September 13, 2022 |
Regulatory assets under management: $161,304,926 in the October 2024 data and $262,937,654 in the October 2026 data, up 63%.
Total employees: 7 in October 2024 and 9 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Employees performing advisory functions went from 8 to 9.
- Regulatory assets under management went from $212,890,651 to $262,937,654 (+24%).
- Added an office in Delray Beach, FL.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Coastal Investment Company, LLC (CRD 322164): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/coastal-investment-company-llc-winter-park-fl-322164