AdvisorCensus / Financial advisors / New York / New York / Cion Investment Management, LLC
Cion Investment Management, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2012, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 27, 2026.
Quick answers
From the filingHow is Cion Investment Management, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Cion Investment Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.
Where is Cion Investment Management, LLC located?
Cion Investment Management, LLC's principal office is in New York, NY, according to its Form ADV.
Is Cion Investment Management, LLC registered with the SEC or a state?
Cion Investment Management, LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 160386.
How much does Cion Investment Management, LLC manage?
Cion Investment Management, LLC reports $1,812,989,694 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary).
How have Cion Investment Management, LLC's assets and staff changed since 2021?
In the Form ADV data for Cion Investment Management, LLC: Regulatory assets under management: $1,614,795,526 in the October 2021 data and $1,812,989,694 in the October 2026 data, up 12%. Total employees: 18 in October 2021 and 27 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Cion Investment Management, LLC serve?
By number of clients on Form ADV Item 5.D: business development companies (1).
Does Cion Investment Management, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/160386
What changed in Cion Investment Management, LLC's recent Form ADV filings?
In the April 2026 filing data: Item 11 disclosure answers changed: 0 yes answers, previously 1 (now no: 11.E(2)). Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Regulatory assets under management
Item 5.F$1,812,989,694 as of October 2026, filing dated March 27, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for investment companies (and business development companies)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2012 (13 years)
- Employees
- Total: 27. Performing investment advisory functions: 12.
- Wrap fee program participation
- No.
- States registered or notice-filed
- Not reported.
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $1,812,989,694 | 27 | March 27, 2026 |
| October 2025 | $1,896,359,464 | 28 | March 26, 2025 |
| October 2024 | $2,001,724,381 | 27 | August 26, 2024 |
| October 2023 | $1,871,946,518 | 20 | March 22, 2023 |
| October 2022 | $1,782,682,066 | 21 | March 30, 2022 |
| October 2021 | $1,614,795,526 | 18 | March 24, 2021 |
Regulatory assets under management: $1,614,795,526 in the October 2021 data and $1,812,989,694 in the October 2026 data, up 12%.
Total employees: 18 in October 2021 and 27 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Item 11 disclosure answers changed: 0 yes answers, previously 1 (now no: 11.E(2)).
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Cion Investment Management, LLC (CRD 160386): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/cion-investment-management-llc-new-york-ny-160386