AdvisorCensus / Financial advisors / New York / New York / Centerfin Capital
Centerfin Capital is a state-registered investment advisory firm in New York, NY, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.
Quick answers
From the filingHow is Centerfin Capital compensated?
On its Form ADV (Item 5.E, October 2026), Centerfin Capital reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.
Where is Centerfin Capital located?
Centerfin Capital's principal office is in New York, NY, according to its Form ADV.
Is Centerfin Capital registered with the SEC or a state?
Centerfin Capital is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 306461.
How much does Centerfin Capital manage?
Centerfin Capital reports $5,479,260 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary).
How have Centerfin Capital's assets and staff changed since 2021?
In the Form ADV data for Centerfin Capital: Regulatory assets under management: $0 in the October 2021 data and $5,479,260 in the October 2026 data. Total employees: 8 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Centerfin Capital serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (19); high net worth individuals (2).
Does Centerfin Capital report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/306461
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Regulatory assets under management
Item 5.F$5,479,260 as of October 2026, filing dated March 27, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Legal name
- Centerfin Inc.
- Registration
- State-registered investment adviser. Status as filed: APPROVED.
- Registered since
- 2025 (1 year)
- Employees
- Total: 2. Performing investment advisory functions: 1.
- Wrap fee program participation
- Yes.
- States registered or notice-filed
-
1 state or jurisdiction
State-registered investment advisers are examined by their state securities regulator. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $5,479,260 | 2 | March 27, 2026 |
| October 2025 | $4,398,938 | 5 | July 25, 2025 |
| October 2024 | $4,048,192 | 7 | March 25, 2024 |
| October 2023 | $2,900,000 | 7 | March 23, 2023 |
| October 2022 | $1,100,565 | 9 | April 21, 2022 |
| October 2021 | $0 | 8 | April 8, 2021 |
Regulatory assets under management: $0 in the October 2021 data and $5,479,260 in the October 2026 data.
Total employees: 8 in October 2021 and 2 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Centerfin Capital (CRD 306461): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/centerfin-capital-new-york-ny-306461