AdvisorCensus / Financial advisors / Florida / Naples / Cavan Capital Management LLC
Cavan Capital Management LLC is a state-registered investment advisory firm in Naples, FL, registered since 2024, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated April 20, 2026.
Quick answers
From the filingHow is Cavan Capital Management LLC compensated?
On its Form ADV (Item 5.E, October 2026), Cavan Capital Management LLC reports these compensation arrangements: a percentage of assets under its management.
Where is Cavan Capital Management LLC located?
Cavan Capital Management LLC's principal office is in Naples, FL, according to its Form ADV.
Is Cavan Capital Management LLC registered with the SEC or a state?
Cavan Capital Management LLC is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 311325.
How much does Cavan Capital Management LLC manage?
Cavan Capital Management LLC reports $33,455,499 in regulatory assets under management in its Form ADV filing dated April 20, 2026 (100% discretionary).
How have Cavan Capital Management LLC's assets and staff changed since 2021?
In the Form ADV data for Cavan Capital Management LLC: Regulatory assets under management: $200,000,000 in the October 2021 data and $33,455,499 in the October 2026 data, down 83%. Total employees: 1 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Cavan Capital Management LLC serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (23).
Does Cavan Capital Management LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/311325
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Regulatory assets under management
Item 5.F$33,455,499 as of October 2026, filing dated April 20, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- State-registered investment adviser. Status as filed: APPROVED.
- Registered since
- 2024 (2 years)
- Employees
- Total: 2. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
1 state or jurisdiction
State-registered investment advisers are examined by their state securities regulator. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $33,455,499 | 2 | April 20, 2026 |
| October 2023 | $8,582,964 | 2 | April 13, 2023 |
| October 2022 | $194,416,254 | 2 | September 28, 2022 |
| October 2021 | $200,000,000 | 1 | September 22, 2021 |
Regulatory assets under management: $200,000,000 in the October 2021 data and $33,455,499 in the October 2026 data, down 83%.
Total employees: 1 in October 2021 and 2 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Cavan Capital Management LLC (CRD 311325): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/cavan-capital-management-llc-naples-fl-311325