AdvisorCensus / Financial advisors / Carta Financiera
Carta Financiera is an SEC-registered investment advisory firm in Tortola, British Virgin Islands, registered since 2021, with no regulatory assets under management reported in its Form ADV filing dated March 24, 2026.
Quick answers
From the filingHow is Carta Financiera compensated?
On its Form ADV (Item 5.E, October 2026), Carta Financiera reports these compensation arrangements: a percentage of assets under its management.
How much does Carta Financiera charge?
Its Form ADV Part 2A brochure dated March 24, 2026 states: Asset-based fee: 2% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Carta Financiera located?
Carta Financiera's principal office is in Tortola, British Virgin Islands, according to its Form ADV.
Is Carta Financiera registered with the SEC or a state?
Carta Financiera is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 306723.
How have Carta Financiera's assets and staff changed since 2021?
In the Form ADV data for Carta Financiera: Regulatory assets under management: $20,673,000 in the October 2021 data and $20,673,000 in the October 2022 data, unchanged. Total employees: 5 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.
Does Carta Financiera report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/306723
Does Carta Financiera state an account minimum?
Its Form ADV Part 2A brochure dated March 24, 2026 says: "Adviser has a minimum investment account balance of $50,000."
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 2% of assets a year
The brochure's wording
2% Annual Management Fee calculated on a daily basis
Account minimum: $50,000
The brochure's wording
Adviser has a minimum investment account balance of $50,000.
As stated in the firm's Form ADV Part 2A brochure dated March 24, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.FNot reported.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DNot reported.
A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Legal name
- Carta Financiera SA.
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2021 (5 years)
- Employees
- Total: 5. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- States registered or notice-filed
- Not reported.
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | Not reported | 5 | March 24, 2026 |
| October 2025 | Not reported | 5 | March 19, 2025 |
| October 2024 | Not reported | 5 | March 21, 2024 |
| October 2023 | Not reported | 5 | August 9, 2023 |
| October 2022 | $20,673,000 | 5 | May 20, 2021 |
| October 2021 | $20,673,000 | 5 | May 20, 2021 |
Regulatory assets under management: $20,673,000 in the October 2021 data and $20,673,000 in the October 2022 data, unchanged.
Total employees: 5 in October 2021 and 5 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Carta Financiera (CRD 306723): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/carta-financiera-tortola-306723