AdvisorCensus / Financial advisors / Illinois / Chicago / Capri EGM, LLC
Capri EGM, LLC is an SEC-registered investment advisory firm in Chicago, IL, registered since 2019, with no regulatory assets under management reported in its Form ADV filing dated February 23, 2026.
Quick answers
From the filingHow is Capri EGM, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Capri EGM, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other.
Where is Capri EGM, LLC located?
Capri EGM, LLC's principal office is in Chicago, IL, according to its Form ADV.
Is Capri EGM, LLC registered with the SEC or a state?
Capri EGM, LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 304389.
How have Capri EGM, LLC's assets and staff changed since 2021?
In the Form ADV data for Capri EGM, LLC: Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Capri EGM, LLC serve?
By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (1).
Does Capri EGM, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/304389
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Performance-based fees
- Other
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies. See the firm's brochure (dated February 23, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.FNot reported.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Pension consulting services
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2019 (7 years)
- Employees
- Total: 2. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | Not reported | 2 | February 23, 2026 |
| October 2025 | Not reported | 2 | March 28, 2025 |
| October 2024 | Not reported | 2 | March 27, 2024 |
| October 2023 | Not reported | 2 | March 22, 2023 |
| October 2022 | Not reported | 2 | March 14, 2022 |
| October 2021 | Not reported | 2 | March 26, 2021 |
Total employees: 2 in October 2021 and 2 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Capri EGM, LLC (CRD 304389): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/capri-egm-llc-chicago-il-304389