AdvisorCensus / Financial advisors / Illinois / Chicago / Capital Market Advisors, LLC
Capital Market Advisors, LLC is a state-registered investment advisory firm in Chicago, IL, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 18, 2026.
Quick answers
From the filingHow is Capital Market Advisors, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Capital Market Advisors, LLC reports these compensation arrangements: hourly charges; fixed fees (other than subscription fees); other.
Where is Capital Market Advisors, LLC located?
Capital Market Advisors, LLC's principal office is in Chicago, IL, according to its Form ADV.
Is Capital Market Advisors, LLC registered with the SEC or a state?
Capital Market Advisors, LLC is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 337235.
How much does Capital Market Advisors, LLC manage?
Capital Market Advisors, LLC reports $0 in regulatory assets under management in its Form ADV filing dated September 18, 2026.
Does Capital Market Advisors, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/337235
What changed in Capital Market Advisors, LLC's recent Form ADV filings?
In the October 2026 filing data: Employees performing advisory functions went from 3 to 4.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- Hourly charges
- Fixed fees (other than subscription fees)
- Other
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Regulatory assets under management
Item 5.F$0 as of October 2026, filing dated September 18, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Other
Registration and firm details
Items 1, 2, 5- Registration
- State-registered investment adviser. Status as filed: APPROVED.
- Registered since
- 2025 (1 year)
- Employees
- Total: 10. Performing investment advisory functions: 4.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
3 states or jurisdictions
State-registered investment advisers are examined by their state securities regulator. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- October 2026
- Employees performing advisory functions went from 3 to 4.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Capital Market Advisors, LLC (CRD 337235): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/capital-market-advisors-llc-chicago-il-337235