AdvisorCensus / Financial advisors / Tennessee / Nashville / Cap Partners, LLC
Cap Partners, LLC is an SEC-registered investment advisory firm in Franklin, TN, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 28, 2026.
Quick answers
From the filingHow is Cap Partners, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Cap Partners, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; other.
Where is Cap Partners, LLC located?
Cap Partners, LLC's principal office is in Franklin, TN, according to its Form ADV.
Is Cap Partners, LLC registered with the SEC or a state?
Cap Partners, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 144779.
How much does Cap Partners, LLC manage?
Cap Partners, LLC reports $254,660,251 in regulatory assets under management in its Form ADV filing dated January 28, 2026 (100% discretionary).
How have Cap Partners, LLC's assets and staff changed since 2021?
In the Form ADV data for Cap Partners, LLC: Regulatory assets under management: $137,112,158 in the October 2021 data and $254,660,251 in the October 2026 data, up 86%. Total employees: 11 in October 2021 and 12 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Cap Partners, LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (341); high net worth individuals (58).
Does Cap Partners, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/144779
What changed in Cap Partners, LLC's recent Form ADV filings?
In the February 2026 filing data: Regulatory assets under management went from $220,229,192 to $254,660,251 (+16%). Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Other
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies. See the firm's brochure (dated January 28, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$254,660,251 as of October 2026, filing dated January 28, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2021 (5 years)
- Employees
- Total: 12. Performing investment advisory functions: 8.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
5 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $254,660,251 | 12 | January 28, 2026 |
| October 2025 | $220,229,192 | 13 | March 30, 2025 |
| October 2024 | $178,952,142 | 12 | March 21, 2024 |
| October 2023 | $149,655,376 | 12 | March 10, 2023 |
| October 2022 | $163,980,867 | 12 | March 25, 2022 |
| October 2021 | $137,112,158 | 11 | May 26, 2021 |
Regulatory assets under management: $137,112,158 in the October 2021 data and $254,660,251 in the October 2026 data, up 86%.
Total employees: 11 in October 2021 and 12 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- February 2026
- Regulatory assets under management went from $220,229,192 to $254,660,251 (+16%).
- Updated its list of owners and control persons (Schedule A).
- January 2026
- No longer registered or notice-filed in VT.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Cap Partners, LLC (CRD 144779): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/cap-partners-llc-franklin-tn-144779