AdvisorCensus / Financial advisors / California / San Diego / Caltier Advisors, LLC
Caltier Advisors, LLC is an SEC-registered investment advisory firm in Poway, CA, registered since 2023, reporting under $25 million in regulatory assets under management in its Form ADV filing dated October 20, 2025.
Quick answers
From the filingHow is Caltier Advisors, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Caltier Advisors, LLC reports these compensation arrangements: a percentage of assets under its management.
What does Caltier Advisors, LLC's brochure say about its fees?
Its Form ADV Part 2A brochure dated March 31, 2025 states: Asset-based fee: 0.5% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Caltier Advisors, LLC located?
Caltier Advisors, LLC's principal office is in Poway, CA, according to its Form ADV.
Is Caltier Advisors, LLC registered with the SEC or a state?
Caltier Advisors, LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 317263.
How much does Caltier Advisors, LLC manage?
Caltier Advisors, LLC reports $6,883,300 in regulatory assets under management in its Form ADV filing dated October 20, 2025 (0% discretionary).
How have Caltier Advisors, LLC's assets and staff changed since 2023?
In the Form ADV data for Caltier Advisors, LLC: Regulatory assets under management: $0 in the October 2023 data and $6,883,300 in the October 2026 data. Total employees: 4 in October 2023 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Caltier Advisors, LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (2,304).
Does Caltier Advisors, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/317263
What changed in Caltier Advisors, LLC's recent Form ADV filings?
In the November 2025 filing data: Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 0.5% of assets a year
The brochure's wording
CalTier Advisors charges Clients, meaning those who invest through the Platform, a fee of 0.5% per annum of the Client’s assets invested in CalTier Fund I and CalTier REIT I.
As stated in the firm's Form ADV Part 2A brochure dated March 31, 2025. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$6,883,300 as of October 2026, filing dated October 20, 2025.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for pooled investment vehicles (other than investment companies)
- Other
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2023 (3 years)
- Employees
- Total: 3. Performing investment advisory functions: 3.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $6,883,300 | 3 | October 20, 2025 |
| October 2025 | $6,883,300 | 3 | March 31, 2025 |
| October 2024 | $6,883,300 | 4 | March 28, 2024 |
| October 2023 | $0 | 4 | February 11, 2023 |
Regulatory assets under management: $0 in the October 2023 data and $6,883,300 in the October 2026 data.
Total employees: 4 in October 2023 and 3 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- November 2025
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Caltier Advisors, LLC (CRD 317263): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/caltier-advisors-llc-poway-ca-317263