AdvisorCensus / Financial advisors / Texas / Dallas / Caird Investments
Caird Investments
Filed as CAIRD INVESTMENTS · Legal name Caird Investment Partners, LLC
Caird Investments is an SEC-registered investment advisory firm in Dallas, TX, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.
Quick answers
From the filingHow is Caird Investments compensated?
On its Form ADV (Item 5.E, October 2026), Caird Investments reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other. The amounts are in Item 5 of its Form ADV Part 2A brochure.
Where is Caird Investments located?
Caird Investments' principal office is in Dallas, TX, according to its Form ADV.
Is Caird Investments registered with the SEC or a state?
Caird Investments is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 334504.
How much does Caird Investments manage?
Caird Investments reports $413,201,562 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).
How have Caird Investments' assets and staff changed since 2025?
In the Form ADV data for Caird Investments: Regulatory assets under management: $456,116,300 in the October 2025 data and $413,201,562 in the October 2026 data, down 9%. Total employees: 8 in October 2025 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Caird Investments serve?
By number of clients on Form ADV Item 5.D: banking or thrift institutions (1).
Which custodians does Caird Investments use?
Caird Investments' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Federal Home Loan Bank as a custodian holding 10% or more of its separately managed account assets.
Does Caird Investments report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/334504
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2ASee the firm's brochure (dated March 30, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$413,201,562 as of October 2026, filing dated March 30, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for businesses (other than small businesses) or institutional clients
Registration and firm details
Items 1, 2, 5- Legal name
- Caird Investment Partners, LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2025 (1 year)
- Employees
- Total: 8. Performing investment advisory functions: 5.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
- Not reported.
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $413,201,562 | 8 | March 30, 2026 |
| October 2025 | $456,116,300 | 8 | June 17, 2025 |
Regulatory assets under management: $456,116,300 in the October 2025 data and $413,201,562 in the October 2026 data, down 9%.
Total employees: 8 in October 2025 and 8 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Caird Investments (CRD 334504): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/caird-investments-dallas-tx-334504