AdvisorCensus / Financial advisors / Oregon / Bend / Browning Capital Management LLC
Browning Capital Management LLC is a state-registered investment advisory firm in Sisters, OR, registered since 2026, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated May 20, 2026.
Quick answers
From the filingHow is Browning Capital Management LLC compensated?
On its Form ADV (Item 5.E, October 2026), Browning Capital Management LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
Where is Browning Capital Management LLC located?
Browning Capital Management LLC's principal office is in Sisters, OR, according to its Form ADV.
Is Browning Capital Management LLC registered with the SEC or a state?
Browning Capital Management LLC is a state-registered investment advisory firm, registered since 2026. Status as filed: APPROVED. CRD 169271.
How much does Browning Capital Management LLC manage?
Browning Capital Management LLC reports $45,353,061 in regulatory assets under management in its Form ADV filing dated May 20, 2026 (100% discretionary).
How have Browning Capital Management LLC's assets and staff changed since 2021?
In the Form ADV data for Browning Capital Management LLC: Regulatory assets under management: $162,124,493 in the October 2021 data and $45,353,061 in the October 2026 data, down 72%. Total employees: 3 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Browning Capital Management LLC serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (22); individuals (other than high net worth individuals) (14); corporations or other businesses not listed above (8).
Does Browning Capital Management LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/169271
What changed in Browning Capital Management LLC's recent Form ADV filings?
In the March 2026 filing data: Regulatory assets under management went from $93,832,683 to $41,580,054 (-56%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Regulatory assets under management
Item 5.F$45,353,061 as of October 2026, filing dated May 20, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Other
Registration and firm details
Items 1, 2, 5- Registration
- State-registered investment adviser. Status as filed: APPROVED.
- Registered since
- 2026 (0 years)
- Employees
- Total: 2. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
2 states or jurisdictions
State-registered investment advisers are examined by their state securities regulator. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $45,353,061 | 2 | May 20, 2026 |
| October 2025 | $93,832,683 | 2 | February 24, 2025 |
| October 2024 | $167,734,313 | 2 | August 12, 2024 |
| October 2023 | $144,090,237 | 2 | January 25, 2023 |
| October 2022 | $184,352,288 | 2 | March 9, 2022 |
| October 2021 | $162,124,493 | 3 | April 8, 2021 |
Regulatory assets under management: $162,124,493 in the October 2021 data and $45,353,061 in the October 2026 data, down 72%.
Total employees: 3 in October 2021 and 2 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- March 2026
- Regulatory assets under management went from $93,832,683 to $41,580,054 (-56%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Browning Capital Management LLC (CRD 169271): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/browning-capital-management-llc-sisters-or-169271