AdvisorCensus / Financial advisors / Massachusetts / Boston / Brookwood Advisors, LLC
Brookwood Advisors, LLC
Filed as BROOKWOOD ADVISORS, LLC
Brookwood Advisors, LLC is an SEC-registered investment advisory firm in Beverly, MA, registered since 2026, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated May 7, 2026.
Quick answers
From the filingHow is Brookwood Advisors, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Brookwood Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.
What does Brookwood Advisors, LLC's brochure say about its fees?
Its Form ADV Part 2A brochure dated May 7, 2026 states: Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Brookwood Advisors, LLC located?
Brookwood Advisors, LLC's principal office is in Beverly, MA, according to its Form ADV.
Is Brookwood Advisors, LLC registered with the SEC or a state?
Brookwood Advisors, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 338550.
How much does Brookwood Advisors, LLC manage?
Brookwood Advisors, LLC reports $964,497,094 in regulatory assets under management in its Form ADV filing dated May 7, 2026 (100% discretionary).
What types of clients does Brookwood Advisors, LLC serve?
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (6).
Does Brookwood Advisors, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/338550
What changed in Brookwood Advisors, LLC's recent Form ADV filings?
In the June 2026 filing data: Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: up to 1.5% of assets a year (the maximum the brochure states)
The brochure's wording
Brookwood generally is entitled to a management fee (on an annualized basis) of up to 1.5 percent of the aggregate capital commitments by investors to the applicable Fund.
As stated in the firm's Form ADV Part 2A brochure dated May 7, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$964,497,094 as of October 2026, filing dated May 7, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for pooled investment vehicles (other than investment companies)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2026 (0 years)
- Employees
- Total: 5. Performing investment advisory functions: 3.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- June 2026
- Updated its list of owners and control persons (Schedule A).
- February 2026
- Newly registered with the SEC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.INot reported.
Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Brookwood Advisors, LLC (CRD 338550): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/brookwood-advisors-llc-beverly-ma-338550