AdvisorCensus / Financial advisors / Texas / Dallas / Brindle & Bay Financial Advisors, LLC
Brindle & Bay Financial Advisors, LLC
Filed as BRINDLE & BAY FINANCIAL ADVISORS, LLC
Brindle & Bay Financial Advisors, LLC is an SEC-registered investment advisory firm in Frisco, TX, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 10, 2026.
Quick answers
From the filingHow is Brindle & Bay Financial Advisors, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Brindle & Bay Financial Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).
What does Brindle & Bay Financial Advisors, LLC's brochure say about its fees?
Its Form ADV Part 2A brochure dated March 25, 2026 states: Up to $1,000,000: 1.25% a year; $1,000,000 to $3,000,000: 0.8% a year; $3,000,000 to $5,000,000: 0.5% a year; Above $5,000,000: 0.3% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Brindle & Bay Financial Advisors, LLC located?
Brindle & Bay Financial Advisors, LLC's principal office is in Frisco, TX, according to its Form ADV.
Is Brindle & Bay Financial Advisors, LLC registered with the SEC or a state?
Brindle & Bay Financial Advisors, LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 291747.
How much does Brindle & Bay Financial Advisors, LLC manage?
Brindle & Bay Financial Advisors, LLC reports $184,800,000 in regulatory assets under management in its Form ADV filing dated July 10, 2026 (100% discretionary).
How have Brindle & Bay Financial Advisors, LLC's assets and staff changed since 2024?
In the Form ADV data for Brindle & Bay Financial Advisors, LLC: Regulatory assets under management: $100,509,682 in the October 2024 data and $184,800,000 in the October 2026 data, up 84%. Total employees: 2 in October 2024 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Brindle & Bay Financial Advisors, LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (115); high net worth individuals (69).
Which custodians does Brindle & Bay Financial Advisors, LLC use?
Brindle & Bay Financial Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Altruist Financial LLC as a custodian holding 10% or more of its separately managed account assets.
Does Brindle & Bay Financial Advisors, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/291747
Does Brindle & Bay Financial Advisors, LLC state an account minimum?
Its Form ADV Part 2A brochure dated March 25, 2026 says: "We require a minimum account size of $1,000,000 per client; however, we reserve the right to waive or decrease this minimum at our sole discretion."
What changed in Brindle & Bay Financial Advisors, LLC's recent Form ADV filings?
In the August 2026 filing data: Registered or notice-filed in WI.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $1,000,000 | 1.25% |
| $1,000,000 to $3,000,000 | 0.8% |
| $3,000,000 to $5,000,000 | 0.5% |
| Above $5,000,000 | 0.3% |
The brochure's wording
Our standard annual management fee schedule is: Custodian Reported Account Value Annual Management Fee First $1,000,000 1.25% Next $2,000,000 0.80% Next $2,000,000 0.50% Over $5,000,000 0.30%
Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)
The brochure's wording
We require a minimum account size of $1,000,000 per client; however, we reserve the right to waive or decrease this minimum at our sole discretion.
As stated in the firm's Form ADV Part 2A brochure dated March 25, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$184,800,000 as of October 2026, filing dated July 10, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2024 (2 years)
- Employees
- Total: 4. Performing investment advisory functions: 3.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
3 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $184,800,000 | 4 | July 10, 2026 |
| October 2025 | $114,156,212 | 3 | March 21, 2025 |
| October 2024 | $100,509,682 | 2 | August 4, 2024 |
Regulatory assets under management: $100,509,682 in the October 2024 data and $184,800,000 in the October 2026 data, up 84%.
Total employees: 2 in October 2024 and 4 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- August 2026
- Registered or notice-filed in WI.
- April 2026
- Employees performing advisory functions went from 2 to 3.
- Regulatory assets under management went from $114,156,212 to $184,800,000 (+62%).
- December 2025
- Registered or notice-filed in SC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Brindle & Bay Financial Advisors, LLC (CRD 291747): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/brindle-and-bay-financial-advisors-llc-frisco-tx-291747