AdvisorCensus / Financial advisors / New York / New York / Bostwick Capital LLC
Bostwick Capital LLC is an SEC-registered investment advisory firm in Locust Valley, NY, registered since 2014, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 24, 2026.
Quick answers
From the filingHow is Bostwick Capital LLC compensated?
On its Form ADV (Item 5.E, October 2026), Bostwick Capital LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).
Where is Bostwick Capital LLC located?
Bostwick Capital LLC's principal office is in Locust Valley, NY, according to its Form ADV.
Is Bostwick Capital LLC registered with the SEC or a state?
Bostwick Capital LLC is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 162386.
How much does Bostwick Capital LLC manage?
Bostwick Capital LLC reports $245,429,146 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (100% discretionary).
How have Bostwick Capital LLC's assets and staff changed since 2021?
In the Form ADV data for Bostwick Capital LLC: Regulatory assets under management: $475,169,972 in the October 2021 data and $245,429,146 in the October 2026 data, down 48%. Total employees: 4 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Bostwick Capital LLC serve?
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (6).
Does Bostwick Capital LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/162386
What changed in Bostwick Capital LLC's recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $205,389,250 to $245,429,146 (+19%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2ASee the firm's brochure (dated March 24, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$245,429,146 as of October 2026, filing dated March 24, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for pooled investment vehicles (other than investment companies)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2014 (12 years)
- Employees
- Total: 2. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- States registered or notice-filed
- Not reported.
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $245,429,146 | 2 | March 24, 2026 |
| October 2025 | $205,389,250 | 2 | March 25, 2025 |
| October 2024 | $260,244,388 | 2 | June 21, 2024 |
| October 2023 | $346,956,103 | 4 | May 3, 2023 |
| October 2022 | $527,330,864 | 4 | June 27, 2022 |
| October 2021 | $475,169,972 | 4 | March 29, 2021 |
Regulatory assets under management: $475,169,972 in the October 2021 data and $245,429,146 in the October 2026 data, down 48%.
Total employees: 4 in October 2021 and 2 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $205,389,250 to $245,429,146 (+19%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Bostwick Capital LLC (CRD 162386): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/bostwick-capital-llc-locust-valley-ny-162386