AdvisorCensus / Financial advisors / New York / New York / Bluerock ETF Advisor, LLC
Bluerock ETF Advisor, LLC
Filed as BLUEROCK ETF ADVISOR, LLC
Bluerock ETF Advisor, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2026, with no regulatory assets under management reported in its Form ADV filing dated August 19, 2026.
Quick answers
From the filingHow is Bluerock ETF Advisor, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Bluerock ETF Advisor, LLC reports these compensation arrangements: a percentage of assets under its management.
Where is Bluerock ETF Advisor, LLC located?
Bluerock ETF Advisor, LLC's principal office is in New York, NY, according to its Form ADV.
Is Bluerock ETF Advisor, LLC registered with the SEC or a state?
Bluerock ETF Advisor, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 344162.
Does Bluerock ETF Advisor, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/344162
What changed in Bluerock ETF Advisor, LLC's recent Form ADV filings?
In the October 2026 filing data: Newly registered with the SEC.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Regulatory assets under management
Item 5.FNot reported.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DNot reported.
A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Other
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2026 (0 years)
- Employees
- Total: 5. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- States registered or notice-filed
- Not reported.
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- October 2026
- Newly registered with the SEC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.INot reported.
Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Bluerock ETF Advisor, LLC (CRD 344162): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/bluerock-etf-advisor-llc-new-york-ny-344162