Blue Horizon Equity, Inc.

• A percentage of assets under your management
• Hourly charges
• Fixed fees (other than subscription fees)

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

See the firm's brochure (dated June 1, 2026) for its fees and any account minimum, on the SEC's IAPD site.

$745,938,696 as of October 2026, filing dated September 15, 2026.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

• Financial planning services
• Portfolio management for individuals and/or small businesses
• Selection of other advisers (including private fund managers)

Also doing business as

ASPIRE FINANCIAL GROUP, CAVE WEALTH MANAGEMNET, FORGE FINANCIAL ADVISORS, PATHWAY WEALTH MANAGEMENT AND INSURANCE GROUP, SOLENNIAL WEALTH MANAGEMENT

Registration

SEC-registered investment adviser. Status as filed: Approved.

Registered since

2026 (0 years)

Employees

Total: 45. Performing investment advisory functions: 45.

Wrap fee program participation

Yes.

Custodians (Schedule D, Section 5.K(3))

Pershing LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

Other offices (Schedule D, Section 1.F)

7 other offices, as of the October 2026 filing

Fairport, NYOrlando, FLPonte Vedra Beach, FLRichmond, VASarasota, FLTallahassee, FLVestal, NY

States registered or notice-filed

23 states or jurisdictions

ARCACTDCFLGAINMAMIMNNCNJNYOHORPARISCTXUTVAVTWV

SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

None Reports no disclosure items on Form ADV Item 11. View on IAPD.

Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures

1. October 2026
   • Registered or notice-filed in IN.
2. July 2026
   • No longer lists the business name 21st Century Planners.
   • No longer lists the business name Bailey Financial Planning.
   • No longer lists the business name Cape COD Wealth Streategies & Insurance Services, LLC.
   • No longer lists the business name Carlozzi Financial Services.
   • No longer lists the business name Daniel N. Saxe.
   • No longer lists the business name Finger Lakes Investments.
   • No longer lists the business name Genesis Asset Management Group Inc..
   • No longer lists the business name Laporte Wealth Management Group.
   • No longer lists the business name Magii Pension Services.
   • No longer lists the business name Waterstone Financial Services.
   • No longer lists an office in Atlanta, GA.
   • No longer lists an office in Farmingdale, NY.
   • No longer lists an office in Hauppauge, NY.
   • No longer lists an office in Jacksonville Beach, FL.
   • No longer lists an office in Mt. Pleasant, SC.
   • No longer lists an office in New York, NY.
   • No longer lists an office in Penn Yan, NY.
   • No longer lists an office in Pittsford, NY.
   • No longer lists an office in Poland, OH.
   • No longer lists an office in Salem, OH.
   • No longer lists an office in South Yarmouth, MA.
3. June 2026
   • Newly registered with the SEC.

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.