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Beck Asset Management SA
Filed as BECK ASSET MANAGEMENT SA · Legal name Beck Asset Management AG
Beck Asset Management SA is an SEC-registered investment advisory firm in Zurich, Switzerland, registered since 2012, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 12, 2026.
Quick answers
From the filingHow is Beck Asset Management SA compensated?
On its Form ADV (Item 5.E, October 2026), Beck Asset Management SA reports these compensation arrangements: a percentage of assets under its management.
Where is Beck Asset Management SA located?
Beck Asset Management SA's principal office is in Zurich, Switzerland, according to its Form ADV.
Is Beck Asset Management SA registered with the SEC or a state?
Beck Asset Management SA is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 162969.
How much does Beck Asset Management SA manage?
Beck Asset Management SA reports $48,174,585 in regulatory assets under management in its Form ADV filing dated March 12, 2026 (100% discretionary).
How have Beck Asset Management SA's assets and staff changed since 2021?
In the Form ADV data for Beck Asset Management SA: Regulatory assets under management: $31,375,190 in the October 2021 data and $48,174,585 in the October 2026 data, up 54%. Total employees: 1 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Beck Asset Management SA serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (13); high net worth individuals (11).
Which custodians does Beck Asset Management SA use?
Beck Asset Management SA's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Bank Vontobel AG, DZ Privatbank (Schweiz) AG and Swissquote Bank AG as custodians holding 10% or more of its separately managed account assets.
Does Beck Asset Management SA report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/162969
Does Beck Asset Management SA state an account minimum?
Its Form ADV Part 2A brochure dated March 12, 2026 says: "Generally, Beck AM prefers its client relationships to have a minimum of $250,000 of AUM or AUA."
What changed in Beck Asset Management SA's recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $41,549,644 to $48,174,585 (+16%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAccount minimum: $250,000
The brochure's wording
Generally, Beck AM prefers its client relationships to have a minimum of $250,000 of AUM or AUA.
Minimum annual fee: $3,750
The brochure's wording
Generally, Beck AM charges 0.75% of AUM or AUA. The minimum fee is CHF 3,750 or its equivalent in foreign currency.
As stated in the firm's Form ADV Part 2A brochure dated March 12, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$48,174,585 as of October 2026, filing dated March 12, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Legal name
- Beck Asset Management AG
- Also doing business as
- BECK ASSET MANAGEMENT LTD
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2012 (14 years)
- Employees
- Total: 2. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
3 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $48,174,585 | 2 | March 12, 2026 |
| October 2025 | $41,549,644 | 2 | March 24, 2025 |
| October 2024 | $43,621,284 | 2 | March 26, 2024 |
| October 2023 | $35,778,068 | 2 | March 27, 2023 |
| October 2022 | $34,452,237 | 2 | March 21, 2022 |
| October 2021 | $31,375,190 | 1 | March 18, 2021 |
Regulatory assets under management: $31,375,190 in the October 2021 data and $48,174,585 in the October 2026 data, up 54%.
Total employees: 1 in October 2021 and 2 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $41,549,644 to $48,174,585 (+16%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Beck Asset Management SA (CRD 162969): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/beck-asset-management-sa-zurich-162969