AdvisorCensus / Financial advisors / New York / New York / AXS Investments LLC
AXS Investments LLC is an SEC-registered investment advisory firm in Port Chester, NY, registered since 2019, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated February 11, 2026.
Quick answers
From the filingHow is AXS Investments LLC compensated?
On its Form ADV (Item 5.E, October 2026), AXS Investments LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.
Where is AXS Investments LLC located?
AXS Investments LLC's principal office is in Port Chester, NY, according to its Form ADV.
Is AXS Investments LLC registered with the SEC or a state?
AXS Investments LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 305714.
How much does AXS Investments LLC manage?
AXS Investments LLC reports $3,020,930,000 in regulatory assets under management in its Form ADV filing dated February 11, 2026 (100% discretionary).
How have AXS Investments LLC's assets and staff changed since 2021?
In the Form ADV data for AXS Investments LLC: Regulatory assets under management: $566,235,843 in the October 2021 data and $3,020,930,000 in the October 2026 data, up 434%. Total employees: 16 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does AXS Investments LLC serve?
By number of clients on Form ADV Item 5.D: investment companies (71).
Does AXS Investments LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/305714
What changed in AXS Investments LLC's recent Form ADV filings?
In the March 2026 filing data: Regulatory assets under management went from $1,162,630,499 to $3,020,930,000 (+160%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Regulatory assets under management
Item 5.F$3,020,930,000 as of October 2026, filing dated February 11, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for investment companies (and business development companies)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2019 (6 years)
- Employees
- Total: 8. Performing investment advisory functions: 4.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $3,020,930,000 | 8 | February 11, 2026 |
| October 2025 | $1,162,630,499 | 10 | March 21, 2025 |
| October 2024 | $1,315,010,728 | 16 | March 27, 2024 |
| October 2023 | $1,552,340,791 | 16 | March 30, 2023 |
| October 2022 | $639,622,164 | 16 | January 28, 2022 |
| October 2021 | $566,235,843 | 16 | March 30, 2021 |
Regulatory assets under management: $566,235,843 in the October 2021 data and $3,020,930,000 in the October 2026 data, up 434%.
Total employees: 16 in October 2021 and 8 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- March 2026
- Regulatory assets under management went from $1,162,630,499 to $3,020,930,000 (+160%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. AXS Investments LLC (CRD 305714): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/axs-investments-llc-port-chester-ny-305714