AdvisorCensus / Financial advisors / Astris Advisory Japan K.K.
Astris Advisory Japan K.K. is an SEC-registered investment advisory firm in Tokyo, Japan, registered since 2020, with no regulatory assets under management reported in its Form ADV filing dated February 2, 2026.
Quick answers
From the filingHow is Astris Advisory Japan K.K. compensated?
On its Form ADV (Item 5.E, October 2026), Astris Advisory Japan K.K. reports these compensation arrangements: hourly charges; subscription fees (for a newsletter or periodical); fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.
Where is Astris Advisory Japan K.K. located?
Astris Advisory Japan K.K.'s principal office is in Tokyo, Japan, according to its Form ADV.
Is Astris Advisory Japan K.K. registered with the SEC or a state?
Astris Advisory Japan K.K. is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 307365.
How have Astris Advisory Japan K.K.'s assets and staff changed since 2021?
In the Form ADV data for Astris Advisory Japan K.K.: Total employees: 10 in October 2021 and 35 in October 2026. Assets under management move with markets as well as with clients coming and going.
Does Astris Advisory Japan K.K. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/307365
What changed in Astris Advisory Japan K.K.'s recent Form ADV filings?
In the March 2026 filing data: Employees performing advisory functions went from 6 to 4. Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- Hourly charges
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2ASee the firm's brochure (dated February 2, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.FNot reported.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DNot reported.
A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Publication of periodicals or newsletters
- Other
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2020 (6 years)
- Employees
- Total: 35. Performing investment advisory functions: 4.
- Wrap fee program participation
- No.
- States registered or notice-filed
- Not reported.
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | Not reported | 35 | February 2, 2026 |
| October 2025 | Not reported | 34 | April 30, 2025 |
| October 2024 | Not reported | 25 | April 1, 2024 |
| October 2023 | Not reported | 10 | January 24, 2023 |
| October 2022 | Not reported | 10 | March 29, 2022 |
| October 2021 | Not reported | 10 | March 29, 2021 |
Total employees: 10 in October 2021 and 35 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- March 2026
- Employees performing advisory functions went from 6 to 4.
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Astris Advisory Japan K.K. (CRD 307365): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/astris-advisory-japan-k-k-tokyo-307365