Asset One Wealth Management, LLC

• A percentage of assets under your management

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

Minimum annual fee: None

As stated in the firm's Form ADV Part 2A brochure dated April 10, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site

$982,530,630 as of October 2026, filing dated October 1, 2026.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

• Financial planning services
• Portfolio management for individuals and/or small businesses

Also doing business as

AK WEALTH MANAGEMENT, PFP STRATEGIC WEALTH ADVISORS, SCOTT STRATEGIC INVESTMENTS, LLC

Registration

SEC-registered investment adviser. Status as filed: Approved.

Registered since

2025 (1 year)

Employees

Total: 19. Performing investment advisory functions: 9.

Wrap fee program participation

No.

Other offices (Schedule D, Section 1.F)

5 other offices, as of the October 2026 filing

Conroe, TXDraper, UTFindlay, OHPagosa Springs, COPhilomath, OR

States registered or notice-filed

24 states or jurisdictions

AKAZCACOFLGAHIIDLAMDMIMONCNHNVNYOHORPATNTXUTVAWA

SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

None Reports no disclosure items on Form ADV Item 11. View on IAPD.

Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures

Regulatory assets under management: $0 in the October 2025 data and $982,530,630 in the October 2026 data.

Total employees: 5 in October 2025 and 19 in October 2026.

As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.

1. October 2026
   • Added an office in Conroe, TX.
   • Added an office in Pagosa Springs, CO.
2. September 2026
   • Added the business name Scott Strategic Investments, LLC.
3. August 2026
   • Registered or notice-filed in AK, AZ, CO, GA, HI, ID, LA, MD, MI, MO, NC, NH, NV, NY, TN, TX, VA.
4. May 2026
   • Registered or notice-filed in CA.
5. April 2026
   • Regulatory assets under management went from $435,591,345 to $982,530,630 (+126%).
   • Employees performing advisory functions went from 7 to 9.
   • Added the business name PFP Strategic Wealth Advisors.
   • Added an office in Draper, UT.
   • Added an office in Findlay, OH.
   • No longer lists an office in Pleasant Grove, UT.
   • Registered or notice-filed in PA.
   • Updated its list of owners and control persons (Schedule A).
6. February 2026
   • Registered or notice-filed in FL.
7. December 2025
   • Regulatory assets under management went from $0 to $435,591,345.
   • Employees performing advisory functions went from 3 to 7.
   • Added the business name AK Wealth Management.
   • Registered or notice-filed in OH, OR, UT.
8. November 2025
   • Added an office in Pleasant Grove, UT.

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.