AdvisorCensus / Financial advisors / Asia Pacific Financial Management Group, Inc.
Asia Pacific Financial Management Group, Inc.
Filed as ASIA PACIFIC FINANCIAL MANAGEMENT GROUP, INC.
Asia Pacific Financial Management Group, Inc. is an SEC-registered investment advisory firm in Hagatna, Guam, registered since 2014, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 24, 2026.
Quick answers
From the filingHow is Asia Pacific Financial Management Group, Inc. compensated?
On its Form ADV (Item 5.E, October 2026), Asia Pacific Financial Management Group, Inc. reports these compensation arrangements: a percentage of assets under its management.
How much does Asia Pacific Financial Management Group, Inc. charge?
Its Form ADV Part 2A brochure dated March 30, 2026 states: Up to $249,999: 1.85% a year; $250,000 to $499,999: 1.75% a year; $500,000 to $999,999: 1.5% a year; $1,000,000 to $2,999,999: 1.35% a year; $3,000,000 to $4,999,999: 1.1% a year; Above $4,999,999: see the brochure. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Asia Pacific Financial Management Group, Inc. located?
Asia Pacific Financial Management Group, Inc.'s principal office is in Hagatna, Guam, according to its Form ADV.
Is Asia Pacific Financial Management Group, Inc. registered with the SEC or a state?
Asia Pacific Financial Management Group, Inc. is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 32338.
How much does Asia Pacific Financial Management Group, Inc. manage?
Asia Pacific Financial Management Group, Inc. reports $303,526,284 in regulatory assets under management in its Form ADV filing dated September 24, 2026 (100% discretionary).
How have Asia Pacific Financial Management Group, Inc.'s assets and staff changed since 2021?
In the Form ADV data for Asia Pacific Financial Management Group, Inc.: Regulatory assets under management: $205,000,000 in the October 2021 data and $303,526,284 in the October 2026 data, up 48%. Total employees: 6 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Asia Pacific Financial Management Group, Inc. serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,373); pension and profit sharing plans (but not the plan participants or government pension plans) (54); high net worth individuals (44).
Which custodians does Asia Pacific Financial Management Group, Inc. use?
Asia Pacific Financial Management Group, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists RBC Capital Markets, LLC as a custodian holding 10% or more of its separately managed account assets.
Does Asia Pacific Financial Management Group, Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/32338
Does Asia Pacific Financial Management Group, Inc. state an account minimum?
Its Form ADV Part 2A brochure dated March 30, 2026 says: "Asia Pacific generally requires a minimum account size of $250,000. Asia Pacific reserves the right, in its sole discretion, to waive this minimum based on factors including historical relationship, anticipated future asset levels, account composition, and other relevant criteria."
What changed in Asia Pacific Financial Management Group, Inc.'s recent Form ADV filings?
In the October 2026 filing data: Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $249,999 | 1.85% |
| $250,000 to $499,999 | 1.75% |
| $500,000 to $999,999 | 1.5% |
| $1,000,000 to $2,999,999 | 1.35% |
| $3,000,000 to $4,999,999 | 1.1% |
| Above $4,999,999 | See the brochure |
The brochure's wording
FEE SCHEDULE: ANNUALIZED FLAT FEE Account Value Annualized Fee $0-$249,999 1.85% $250,000-$499,999 1.75% $500,000-$999,999 1.50% $1,000,000-$2,999,999 1.35% $3,000,000-$4,999,999 1.10%
Account minimum: $250,000 (the brochure says it may be waived or negotiated)
The brochure's wording
Asia Pacific generally requires a minimum account size of $250,000. Asia Pacific reserves the right, in its sole discretion, to waive this minimum based on factors including historical relationship, anticipated future asset levels, account composition, and other relevant criteria.
As stated in the firm's Form ADV Part 2A brochure dated March 30, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$303,526,284 as of October 2026, filing dated September 24, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2014 (12 years)
- Employees
- Total: 9. Performing investment advisory functions: 4.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
8 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $303,526,284 | 9 | September 24, 2026 |
| October 2025 | $286,152,291 | 10 | April 16, 2025 |
| October 2024 | $248,444,711 | 14 | July 8, 2024 |
| October 2023 | $206,096,000 | 7 | June 8, 2023 |
| October 2022 | $236,945,000 | 6 | March 31, 2022 |
| October 2021 | $205,000,000 | 6 | September 23, 2021 |
Regulatory assets under management: $205,000,000 in the October 2021 data and $303,526,284 in the October 2026 data, up 48%.
Total employees: 6 in October 2021 and 9 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- October 2026
- Updated its list of owners and control persons (Schedule A).
- April 2026
- Employees performing advisory functions went from 5 to 4.
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Asia Pacific Financial Management Group, Inc. (CRD 32338): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/asia-pacific-financial-management-group-inc-hagatna-32338