AdvisorCensus / Financial advisors / Arizona / Ascension Advisors
Ascension Advisors
Filed as ASCENSION ADVISORS · Legal name Ascension Advisors Arizona, LLC
Ascension Advisors is a state-registered investment advisory firm, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 24, 2026.
Quick answers
From the filingHow is Ascension Advisors compensated?
On its Form ADV (Item 5.E, October 2026), Ascension Advisors reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).
Is Ascension Advisors registered with the SEC or a state?
Ascension Advisors is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 337446.
How much does Ascension Advisors manage?
Ascension Advisors reports $21,549,455 in regulatory assets under management in its Form ADV filing dated September 24, 2026 (100% discretionary).
How have Ascension Advisors' assets and staff changed since 2025?
In the Form ADV data for Ascension Advisors: Regulatory assets under management: $0 in the October 2025 data and $21,549,455 in the October 2026 data. Total employees: 1 in October 2025 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Ascension Advisors serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (14); individuals (other than high net worth individuals) (5).
Does Ascension Advisors report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/337446
What changed in Ascension Advisors' recent Form ADV filings?
In the October 2026 filing data: Regulatory assets under management went from $16,682,110 to $21,549,455 (+29%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Regulatory assets under management
Item 5.F$21,549,455 as of October 2026, filing dated September 24, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
Registration and firm details
Items 1, 2, 5- Legal name
- Ascension Advisors Arizona, LLC
- Registration
- State-registered investment adviser. Status as filed: APPROVED.
- Registered since
- 2025 (0 years)
- Employees
- Total: 1. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
1 state or jurisdiction
State-registered investment advisers are examined by their state securities regulator. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $21,549,455 | 1 | September 24, 2026 |
| October 2025 | $0 | 1 | July 14, 2025 |
Regulatory assets under management: $0 in the October 2025 data and $21,549,455 in the October 2026 data.
Total employees: 1 in October 2025 and 1 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- October 2026
- Regulatory assets under management went from $16,682,110 to $21,549,455 (+29%).
- November 2025
- No longer lists the business name Ascension Advisors.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Ascension Advisors (CRD 337446): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/ascension-advisors-337446