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AdvisorCensus / Financial advisors / Vermont / Burlington / Antoine Williams & Associates Wealth Management, LLC

Antoine Williams & Associates Wealth Management, LLC

Shelburne, VTSEC-registered investment adviserCRD 312253

Filed as ANTOINE WILLIAMS & ASSOCIATES WEALTH MANAGEMENT, LLC

Antoine Williams & Associates Wealth Management, LLC is an SEC-registered investment advisory firm in Shelburne, VT, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 23, 2026.

5 years
registered since 2021
$318,898,746
assets under management
3 arrangements
Percentage of assets, Hourly and more
None
disclosure items (Item 11)

Quick answers

From the filing

How is Antoine Williams & Associates Wealth Management, LLC compensated?

On its Form ADV (Item 5.E, October 2026), Antoine Williams & Associates Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

Where is Antoine Williams & Associates Wealth Management, LLC located?

Antoine Williams & Associates Wealth Management, LLC's principal office is in Shelburne, VT, according to its Form ADV.

Is Antoine Williams & Associates Wealth Management, LLC registered with the SEC or a state?

Antoine Williams & Associates Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 312253.

How much does Antoine Williams & Associates Wealth Management, LLC manage?

Antoine Williams & Associates Wealth Management, LLC reports $318,898,746 in regulatory assets under management in its Form ADV filing dated June 23, 2026 (100% discretionary).

How have Antoine Williams & Associates Wealth Management, LLC's assets and staff changed since 2021?

In the Form ADV data for Antoine Williams & Associates Wealth Management, LLC: Regulatory assets under management: $167,944,043 in the October 2021 data and $318,898,746 in the October 2026 data, up 90%. Total employees: 2 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

What types of clients does Antoine Williams & Associates Wealth Management, LLC serve?

By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (233); high net worth individuals (91).

Which custodians does Antoine Williams & Associates Wealth Management, LLC use?

Antoine Williams & Associates Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists SEI Private Trust / SEI Investments Distribution Co. as a custodian holding 10% or more of its separately managed account assets.

Does Antoine Williams & Associates Wealth Management, LLC report any disciplinary disclosures?

Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/312253

Does Antoine Williams & Associates Wealth Management, LLC state an account minimum?

Its Form ADV Part 2A brochure dated June 23, 2026 says: "There is no account minimum for any of AWAAWM’s services."

What changed in Antoine Williams & Associates Wealth Management, LLC's recent Form ADV filings?

In the March 2026 filing data: Regulatory assets under management went from $229,248,760 to $294,920,933 (+29%).

From the Form ADV filing

Every figure below is as the firm filed it with regulators, as of October 2026.

How the firm is compensated

Item 5.E
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

Fees and minimums

Form ADV Part 2A

The brochure lists different fees for different services or strategies; see the brochure for them.

Account minimum: None

The brochure's wording
There is no account minimum for any of AWAAWM’s services.

As stated in the firm's Form ADV Part 2A brochure dated June 23, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site

Regulatory assets under management

Item 5.F
$318,898,746

$318,898,746 as of October 2026, filing dated June 23, 2026.

Discretionary: $318,898,746.Non-discretionary: $0.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

Who the firm serves

Item 5.D
Individuals (other than high net worth individuals)
Clients 233 Assets $97,390,765 (31%)
High net worth individuals
Clients 91 Assets $221,507,981 (69%)
Banking or thrift institutions
Clients 0 Assets $0 (0%)
Investment companies
Clients 0 Assets $0 (0%)
Business development companies
Clients 0 Assets $0 (0%)
Pooled investment vehicles (other than investment companies and business development companies)
Clients 0 Assets $0 (0%)
Pension and profit sharing plans (but not the plan participants or government pension plans)
Clients 0 Assets $0 (0%)
Charitable organizations
Clients 0 Assets $0 (0%)
State or municipal government entities (including government pension plans)
Clients 0 Assets $0 (0%)
Other investment advisers
Clients 0 Assets $0 (0%)
Insurance companies
Clients 0 Assets $0 (0%)
Sovereign wealth funds and foreign official institutions
Clients 0 Assets $0 (0%)
Corporations or other businesses not listed above
Clients 0 Assets $0 (0%)
Other
Clients 0 Assets $0 (0%)

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

Advisory services

Item 5.G
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)

Registration and firm details

Items 1, 2, 5
Registration
SEC-registered investment adviser. Status as filed: Approved.
Registered since
2021 (5 years)
Employees
Total: 3. Performing investment advisory functions: 1.
Wrap fee program participation
No.
Custodians (Schedule D, Section 5.K(3))

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

States registered or notice-filed
9 states or jurisdictions
CAFLMANCNHNYSCTXVT

SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

Disclosures

Item 11

None Reports no disclosure items on Form ADV Item 11. View on IAPD.

Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures

Assets and staff over time

Items 5.A, 5.F
$168M 2021 $180M 2022 $173M 2023 $198M 2024 $229M 2025 $319M 2026
Data periodAssets under managementEmployeesFiling dated
October 2026$318,898,7463June 23, 2026
October 2025$229,248,7603January 22, 2025
October 2024$197,908,1133January 8, 2024
October 2023$173,065,1423April 17, 2023
October 2022$180,310,1542March 4, 2022
October 2021$167,944,0432August 16, 2021

Regulatory assets under management: $167,944,043 in the October 2021 data and $318,898,746 in the October 2026 data, up 90%.

Total employees: 2 in October 2021 and 3 in October 2026.

As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.

Changes in the filing

Last 12 months
  1. March 2026
    • Regulatory assets under management went from $229,248,760 to $294,920,933 (+29%).

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.

Websites listed on Form ADV

Item 1.I
antoinewilliamsandassoc.com

Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."

Cite this page

AdvisorCensus. Antoine Williams & Associates Wealth Management, LLC (CRD 312253): Form ADV filing data as of October 2026.
https://advisorcensus.com/firm/antoine-williams-and-associates-wealth-management-llc-shelburne-vt-312253