AdvisorCensus / Financial advisors / Pennsylvania / Philadelphia / Amplius Asset Management, LLC
Amplius Asset Management, LLC is an SEC-registered investment advisory firm in Blue Bell, PA, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 24, 2026.
Quick answers
From the filingHow is Amplius Asset Management, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Amplius Asset Management, LLC reports these compensation arrangements: a percentage of assets under its management; other.
What does Amplius Asset Management, LLC's brochure say about its fees?
Its Form ADV Part 2A brochure dated March 19, 2026 states: Asset-based fee: 0.3% to 0.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Amplius Asset Management, LLC located?
Amplius Asset Management, LLC's principal office is in Blue Bell, PA, according to its Form ADV.
Is Amplius Asset Management, LLC registered with the SEC or a state?
Amplius Asset Management, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 334991.
How much does Amplius Asset Management, LLC manage?
Amplius Asset Management, LLC reports $247,303,106 in regulatory assets under management in its Form ADV filing dated September 24, 2026 (100% discretionary).
How have Amplius Asset Management, LLC's assets and staff changed since 2025?
In the Form ADV data for Amplius Asset Management, LLC: Regulatory assets under management: $0 in the October 2025 data and $247,303,106 in the October 2026 data. Total employees: 12 in October 2025 and 12 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Amplius Asset Management, LLC serve?
By number of clients on Form ADV Item 5.D: investment companies (1).
Does Amplius Asset Management, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/334991
What changed in Amplius Asset Management, LLC's recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $0 to $247,303,106.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Other
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 0.3% to 0.5% a year (a range, as the brochure states it)
The brochure's wording
Pursuant to the terms of the investment advisory agreement between the firm and EA Series Trust, the firm will receive a management fee ranging from 0.30% - 0.50% annually.
As stated in the firm's Form ADV Part 2A brochure dated March 19, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$247,303,106 as of October 2026, filing dated September 24, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for investment companies (and business development companies)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2025 (1 year)
- Employees
- Total: 12. Performing investment advisory functions: 8.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
15 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $247,303,106 | 12 | September 24, 2026 |
| October 2025 | $0 | 12 | March 28, 2025 |
Regulatory assets under management: $0 in the October 2025 data and $247,303,106 in the October 2026 data.
Total employees: 12 in October 2025 and 12 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $0 to $247,303,106.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Amplius Asset Management, LLC (CRD 334991): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/amplius-asset-management-llc-blue-bell-pa-334991