AdvisorCensus / Financial advisors / Iowa / Alphabit Investments, LLC
Alphabit Investments, LLC is an SEC-registered investment advisory firm in Forest City, IA, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 11, 2026.
Quick answers
From the filingHow is Alphabit Investments, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Alphabit Investments, LLC reports these compensation arrangements: a percentage of assets under its management; other.
Where is Alphabit Investments, LLC located?
Alphabit Investments, LLC's principal office is in Forest City, IA, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is Alphabit Investments, LLC registered with the SEC or a state?
Alphabit Investments, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 334827.
How much does Alphabit Investments, LLC manage?
Alphabit Investments, LLC reports $7,708,704 in regulatory assets under management in its Form ADV filing dated March 11, 2026 (100% discretionary).
How have Alphabit Investments, LLC's assets and staff changed since 2025?
In the Form ADV data for Alphabit Investments, LLC: Total employees: 2 in October 2025 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Alphabit Investments, LLC serve?
By number of clients on Form ADV Item 5.D: investment companies (1).
Does Alphabit Investments, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/334827
What changed in Alphabit Investments, LLC's recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $6,617,442 to $7,708,704 (+16%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Other
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Regulatory assets under management
Item 5.F$7,708,704 as of October 2026, filing dated March 11, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for investment companies (and business development companies)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2025 (1 year)
- Employees
- Total: 5. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the April 2026 filing
- States registered or notice-filed
-
3 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $7,708,704 | 5 | March 11, 2026 |
| October 2025 | Not reported | 2 | March 9, 2025 |
Total employees: 2 in October 2025 and 5 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $6,617,442 to $7,708,704 (+16%).
- December 2025
- Registered or notice-filed in WI.
- November 2025
- Added an office in Wausau, WI.
- No longer lists an office in Gilbert, AZ.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Alphabit Investments, LLC (CRD 334827): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/alphabit-investments-llc-forest-city-ia-334827