AdvisorCensus / Financial advisors / Alpha VEE Advisors
Alpha VEE Advisors
Filed as ALPHA VEE ADVISORS · Legal name Alpha VEE Advisors LLC
Alpha VEE Advisors is an SEC-registered investment advisory firm, registered since 2024, with no regulatory assets under management reported in its Form ADV filing dated May 11, 2026.
Quick answers
From the filingHow is Alpha VEE Advisors compensated?
On its Form ADV (Item 5.E, October 2026), Alpha VEE Advisors reports these compensation arrangements: a percentage of assets under its management; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.
Is Alpha VEE Advisors registered with the SEC or a state?
Alpha VEE Advisors is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 329205.
How have Alpha VEE Advisors' assets and staff changed since 2024?
In the Form ADV data for Alpha VEE Advisors: Regulatory assets under management: $0 in the October 2024 data and $0 in the October 2025 data. Total employees: 1 in October 2024 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Alpha VEE Advisors serve?
By number of clients on Form ADV Item 5.D: other investment advisers (13).
Does Alpha VEE Advisors report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/329205
What changed in Alpha VEE Advisors' recent Form ADV filings?
In the April 2026 filing data: No longer lists an office in Lutz, FL.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Other
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2ASee the firm's brochure (dated May 11, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.FNot reported.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Other
Registration and firm details
Items 1, 2, 5- Legal name
- Alpha VEE Advisors LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2024 (2 years)
- Employees
- Total: 1. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | Not reported | 1 | May 11, 2026 |
| October 2025 | $0 | 1 | February 28, 2025 |
| October 2024 | $0 | 1 | June 6, 2024 |
Regulatory assets under management: $0 in the October 2024 data and $0 in the October 2025 data.
Total employees: 1 in October 2024 and 1 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- No longer lists an office in Lutz, FL.
- January 2026
- No longer registered or notice-filed in FL.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Alpha VEE Advisors (CRD 329205): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/alpha-vee-advisors-329205