AdvisorCensus / Financial advisors / California / Sacramento / Alpenglobal Capital, LLC
Alpenglobal Capital, LLC is an SEC-registered investment advisory firm in Tahoe City, CA, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 13, 2026.
Quick answers
From the filingHow is Alpenglobal Capital, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Alpenglobal Capital, LLC reports these compensation arrangements: a percentage of assets under its management.
What does Alpenglobal Capital, LLC's brochure say about its fees?
Its Form ADV Part 2A brochure dated March 13, 2026 states: Up to $5,000,000: 2% a year; Above $5,000,000: 1.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Alpenglobal Capital, LLC located?
Alpenglobal Capital, LLC's principal office is in Tahoe City, CA, according to its Form ADV.
Is Alpenglobal Capital, LLC registered with the SEC or a state?
Alpenglobal Capital, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 140186.
How much does Alpenglobal Capital, LLC manage?
Alpenglobal Capital, LLC reports $184,036,686 in regulatory assets under management in its Form ADV filing dated March 13, 2026 (100% discretionary).
How have Alpenglobal Capital, LLC's assets and staff changed since 2021?
In the Form ADV data for Alpenglobal Capital, LLC: Regulatory assets under management: $126,407,597 in the October 2021 data and $184,036,686 in the October 2026 data, up 46%. Total employees: 3 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Alpenglobal Capital, LLC serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (80); individuals (other than high net worth individuals) (61).
Which custodians does Alpenglobal Capital, LLC use?
Alpenglobal Capital, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing LLC and RBC Capital Markets, LLC as custodians holding 10% or more of its separately managed account assets.
Does Alpenglobal Capital, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/140186
Does Alpenglobal Capital, LLC state an account minimum?
Its Form ADV Part 2A brochure dated March 13, 2026 says: "AlpenGlobal requires a minimum of $100,000 placed under management per client relationship."
What changed in Alpenglobal Capital, LLC's recent Form ADV filings?
In the April 2026 filing data: Employees performing advisory functions went from 1 to 2.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $5,000,000 | 2% |
| Above $5,000,000 | 1.5% |
The brochure's wording
AlpenGlobal’s standard fee schedule is as follows: Portfolio Value of Assets Under Management Annual Fee as a % of Assets On the First $ 5,000,000 2.00% Above $ 5,000,000 1.50%
Account minimum: $100,000
The brochure's wording
AlpenGlobal requires a minimum of $100,000 placed under management per client relationship.
As stated in the firm's Form ADV Part 2A brochure dated March 13, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$184,036,686 as of October 2026, filing dated March 13, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2020 (5 years)
- Employees
- Total: 4. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
4 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $184,036,686 | 4 | March 13, 2026 |
| October 2025 | $169,021,238 | 3 | February 27, 2025 |
| October 2024 | $132,247,887 | 3 | March 5, 2024 |
| October 2023 | $91,534,680 | 3 | February 16, 2023 |
| October 2022 | $145,859,606 | 3 | June 28, 2022 |
| October 2021 | $126,407,597 | 3 | March 25, 2021 |
Regulatory assets under management: $126,407,597 in the October 2021 data and $184,036,686 in the October 2026 data, up 46%.
Total employees: 3 in October 2021 and 4 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Employees performing advisory functions went from 1 to 2.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Alpenglobal Capital, LLC (CRD 140186): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/alpenglobal-capital-llc-tahoe-city-ca-140186