AdvisorCensus / Financial advisors / New York / New York / Aljen Asset Management LLC
Aljen Asset Management LLC is an SEC-registered investment advisory firm in Cedar Knolls, NJ, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 2, 2026.
Quick answers
From the filingHow is Aljen Asset Management LLC compensated?
On its Form ADV (Item 5.E, October 2026), Aljen Asset Management LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
How much does Aljen Asset Management LLC charge?
Its Form ADV Part 2A brochure dated March 18, 2026 states: Flat fee: $400 to $15,000 (financial planning and/or consulting services); Hourly rate: $100 to $300 an hour (financial planning and/or consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Aljen Asset Management LLC located?
Aljen Asset Management LLC's principal office is in Cedar Knolls, NJ, according to its Form ADV.
Is Aljen Asset Management LLC registered with the SEC or a state?
Aljen Asset Management LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 128962.
How much does Aljen Asset Management LLC manage?
Aljen Asset Management LLC reports $230,227,440 in regulatory assets under management in its Form ADV filing dated April 2, 2026 (59% discretionary).
How have Aljen Asset Management LLC's assets and staff changed since 2024?
In the Form ADV data for Aljen Asset Management LLC: Regulatory assets under management: $126,500,545 in the October 2024 data and $230,227,440 in the October 2026 data, up 82%. Total employees: 5 in October 2024 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Aljen Asset Management LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (304); high net worth individuals (93); pension and profit sharing plans (but not the plan participants or government pension plans) (50).
Which custodians does Aljen Asset Management LLC use?
Aljen Asset Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets.
Does Aljen Asset Management LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/128962
Does Aljen Asset Management LLC state an account minimum?
Its Form ADV Part 2A brochure dated March 18, 2026 says: "AAM will generally require an asset under management minimum of $50,000 for investment management services, inclusive of financial planning services." "Our minimum account opening balance is typically $50,000 and our minimum fee is generally 0.10% however this may be negotiable under certain circumstances."
What changed in Aljen Asset Management LLC's recent Form ADV filings?
In the April 2026 filing data: Employees performing advisory functions went from 1 to 2. Regulatory assets under management went from $205,387,895 to $230,227,440 (+12%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAccount minimum: $50,000 (the brochure says it may be waived or negotiated)
The brochure's wording
AAM will generally require an asset under management minimum of $50,000 for investment management services, inclusive of financial planning services.
Our minimum account opening balance is typically $50,000 and our minimum fee is generally 0.10% however this may be negotiable under certain circumstances.
Flat fee: $400 to $15,000 (financial planning and/or consulting services)
The brochure's wording
AAM’s planning and consulting fees are negotiable, but generally range from $400 to $15,000 on a fixed fee basis, and from $100 to $300 on an hourly rate basis, depending upon the level and scope of the service(s) required
Hourly rate: $100 to $300 an hour (financial planning and/or consulting services)
The brochure's wording
AAM’s planning and consulting fees are negotiable, but generally range from $400 to $15,000 on a fixed fee basis, and from $100 to $300 on an hourly rate basis, depending upon the level and scope of the service(s) required
As stated in the firm's Form ADV Part 2A brochure dated March 18, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$230,227,440 as of October 2026, filing dated April 2, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Other
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2024 (2 years)
- Employees
- Total: 5. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
9 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $230,227,440 | 5 | April 2, 2026 |
| October 2025 | $205,387,895 | 5 | March 26, 2025 |
| October 2024 | $126,500,545 | 5 | September 11, 2024 |
Regulatory assets under management: $126,500,545 in the October 2024 data and $230,227,440 in the October 2026 data, up 82%.
Total employees: 5 in October 2024 and 5 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Employees performing advisory functions went from 1 to 2.
- Regulatory assets under management went from $205,387,895 to $230,227,440 (+12%).
- January 2026
- No longer registered or notice-filed in SC.
- December 2025
- No longer lists an office in West Palm Beach, FL.
- Registered or notice-filed in GA.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Aljen Asset Management LLC (CRD 128962): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/aljen-asset-management-llc-cedar-knolls-nj-128962