AdvisorCensus / Financial advisors / Massachusetts / Boston / Algebris Investments (US) Inc.
Algebris Investments (US) Inc. is an SEC-registered investment advisory firm in Boston, MA, registered since 2013, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 23, 2026.
Quick answers
From the filingHow is Algebris Investments (US) Inc. compensated?
On its Form ADV (Item 5.E, October 2026), Algebris Investments (US) Inc. reports these compensation arrangements: performance-based fees; other.
Where is Algebris Investments (US) Inc. located?
Algebris Investments (US) Inc.'s principal office is in Boston, MA, according to its Form ADV.
Is Algebris Investments (US) Inc. registered with the SEC or a state?
Algebris Investments (US) Inc. is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 169236.
How much does Algebris Investments (US) Inc. manage?
Algebris Investments (US) Inc. reports $6,944,681,122 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (100% discretionary).
How have Algebris Investments (US) Inc.'s assets and staff changed since 2021?
In the Form ADV data for Algebris Investments (US) Inc.: Regulatory assets under management: $11,091,575,939 in the October 2021 data and $6,944,681,122 in the October 2026 data, down 37%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Algebris Investments (US) Inc. serve?
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (3); other (2).
Does Algebris Investments (US) Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/169236
What changed in Algebris Investments (US) Inc.'s recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $4,358,644,197 to $6,944,681,122 (+59%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- Performance-based fees
- Other
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2ASee the firm's brochure (dated March 23, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$6,944,681,122 as of October 2026, filing dated March 23, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for pooled investment vehicles (other than investment companies)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2013 (12 years)
- Employees
- Total: 4. Performing investment advisory functions: 4.
- Wrap fee program participation
- No.
- States registered or notice-filed
- Not reported.
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $6,944,681,122 | 4 | March 23, 2026 |
| October 2025 | $4,358,644,197 | 5 | March 25, 2025 |
| October 2024 | $12,897,258,517 | 4 | March 29, 2024 |
| October 2023 | $11,028,937,653 | 4 | March 31, 2023 |
| October 2022 | $13,489,470,864 | 4 | April 1, 2022 |
| October 2021 | $11,091,575,939 | 4 | March 31, 2021 |
Regulatory assets under management: $11,091,575,939 in the October 2021 data and $6,944,681,122 in the October 2026 data, down 37%.
Total employees: 4 in October 2021 and 4 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $4,358,644,197 to $6,944,681,122 (+59%).
- December 2025
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Algebris Investments (US) Inc. (CRD 169236): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/algebris-investments-us-inc-boston-ma-169236