AdvisorCensus / Financial advisors / California / Oxnard / AII Capital Management, LLC
AII Capital Management, LLC is an SEC-registered investment advisory firm in Moorpark, CA, registered since 2019, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 21, 2026.
Quick answers
From the filingHow is AII Capital Management, LLC compensated?
On its Form ADV (Item 5.E, October 2026), AII Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.
Where is AII Capital Management, LLC located?
AII Capital Management, LLC's principal office is in Moorpark, CA, according to its Form ADV.
Is AII Capital Management, LLC registered with the SEC or a state?
AII Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 299674.
How much does AII Capital Management, LLC manage?
AII Capital Management, LLC reports $108,624,916 in regulatory assets under management in its Form ADV filing dated March 21, 2026 (4% discretionary).
How have AII Capital Management, LLC's assets and staff changed since 2021?
In the Form ADV data for AII Capital Management, LLC: Regulatory assets under management: $105,905,205 in the October 2021 data and $108,624,916 in the October 2026 data, up 3%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does AII Capital Management, LLC serve?
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (5).
Does AII Capital Management, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/299674
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies. See the firm's brochure (dated March 21, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$108,624,916 as of October 2026, filing dated March 21, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for pooled investment vehicles (other than investment companies)
- Other
Registration and firm details
Items 1, 2, 5- Also doing business as
- APARTMENT INCOME INVESTORS
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2019 (6 years)
- Employees
- Total: 1. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $108,624,916 | 1 | March 21, 2026 |
| October 2025 | $120,497,144 | 1 | March 18, 2025 |
| October 2024 | $132,793,986 | 1 | March 29, 2024 |
| October 2023 | $141,916,000 | 1 | March 24, 2023 |
| October 2022 | $139,250,000 | 1 | March 30, 2022 |
| October 2021 | $105,905,205 | 1 | August 6, 2021 |
Regulatory assets under management: $105,905,205 in the October 2021 data and $108,624,916 in the October 2026 data, up 3%.
Total employees: 1 in October 2021 and 1 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. AII Capital Management, LLC (CRD 299674): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/aii-capital-management-llc-moorpark-ca-299674