AdvisorCensus / Financial advisors / California / San Francisco / AI Funds
AI Funds is an SEC-registered investment advisory firm in Sausalito, CA, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated April 27, 2026.
Quick answers
From the filingHow is AI Funds compensated?
On its Form ADV (Item 5.E, October 2026), AI Funds reports these compensation arrangements: a percentage of assets under its management; performance-based fees.
Where is AI Funds located?
AI Funds' principal office is in Sausalito, CA, according to its Form ADV.
Is AI Funds registered with the SEC or a state?
AI Funds is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 328886.
How much does AI Funds manage?
AI Funds reports $2,100,691 in regulatory assets under management in its Form ADV filing dated April 27, 2026 (100% discretionary).
What types of clients does AI Funds serve?
By number of clients on Form ADV Item 5.D: investment companies (3); pooled investment vehicles (other than investment companies and business development companies) (1).
Does AI Funds report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/328886
What changed in AI Funds' recent Form ADV filings?
In the June 2026 filing data: Newly registered with the SEC.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2ASee the firm's brochure (dated April 27, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$2,100,691 as of October 2026, filing dated April 27, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
Registration and firm details
Items 1, 2, 5- Legal name
- AI Funds, Inc.
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2026 (0 years)
- Employees
- Total: 3. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- June 2026
- Newly registered with the SEC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. AI Funds (CRD 328886): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/ai-funds-sausalito-ca-328886