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AG Global Advisors LLC

SEC-registered investment adviserCRD 155398

Filed as AG GLOBAL ADVISORS LLC

AG Global Advisors LLC is an SEC-registered investment advisory firm, registered since 2010, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

15 years
registered since 2010
$104,698,536
assets under management
2 arrangements
Percentage of assets, Other
None
disclosure items (Item 11)

Quick answers

From the filing

How is AG Global Advisors LLC compensated?

On its Form ADV (Item 5.E, October 2026), AG Global Advisors LLC reports these compensation arrangements: a percentage of assets under its management; other.

How much does AG Global Advisors LLC charge?

Its Form ADV Part 2A brochure dated March 31, 2026 states: Asset-based fee: 0.45% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

Is AG Global Advisors LLC registered with the SEC or a state?

AG Global Advisors LLC is an SEC-registered investment advisory firm, registered since 2010. Status as filed: Approved. CRD 155398.

How much does AG Global Advisors LLC manage?

AG Global Advisors LLC reports $104,698,536 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (0% discretionary).

How have AG Global Advisors LLC's assets and staff changed since 2021?

In the Form ADV data for AG Global Advisors LLC: Regulatory assets under management: $101,191,644 in the October 2021 data and $104,698,536 in the October 2026 data, up 3%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

What types of clients does AG Global Advisors LLC serve?

By number of clients on Form ADV Item 5.D: high net worth individuals (13).

Which custodians does AG Global Advisors LLC use?

AG Global Advisors LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Citigroup Global Markets Inc., Morgan Stanley and Pictet as custodians holding 10% or more of its separately managed account assets.

Does AG Global Advisors LLC report any disciplinary disclosures?

Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/155398

From the Form ADV filing

Every figure below is as the firm filed it with regulators, as of October 2026.

How the firm is compensated

Item 5.E
  • A percentage of assets under your management
  • Other

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

Fees and minimums

Form ADV Part 2A

Asset-based fee: 0.45% of assets a year

The brochure's wording
AGGA does not directly charge its clients a fee; rather, as explained below, AGGA is compensated by receiving an agreed percentage (usually 0.45% annually) of the client’s assets under management.

As stated in the firm's Form ADV Part 2A brochure dated March 31, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site

Regulatory assets under management

Item 5.F
$104,698,536

$104,698,536 as of October 2026, filing dated March 31, 2026.

Discretionary: $0.Non-discretionary: $104,698,536.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

Who the firm serves

Item 5.D
Individuals (other than high net worth individuals)
Clients Fewer than 5 Assets $0 (0%)
High net worth individuals
Clients 13 Assets $104,698,536 (100%)
Banking or thrift institutions
Clients Fewer than 5 Assets $0 (0%)
Investment companies
Clients 0 Assets $0 (0%)
Business development companies
Clients 0 Assets $0 (0%)
Pooled investment vehicles (other than investment companies and business development companies)
Clients 0 Assets $0 (0%)
Pension and profit sharing plans (but not the plan participants or government pension plans)
Clients Fewer than 5 Assets $0 (0%)
Charitable organizations
Clients Fewer than 5 Assets $0 (0%)
State or municipal government entities (including government pension plans)
Clients Fewer than 5 Assets $0 (0%)
Other investment advisers
Clients Fewer than 5 Assets $0 (0%)
Insurance companies
Clients Fewer than 5 Assets $0 (0%)
Sovereign wealth funds and foreign official institutions
Clients Fewer than 5 Assets $0 (0%)
Corporations or other businesses not listed above
Clients Fewer than 5 Assets $0 (0%)
Other
Clients 0 Assets $0 (0%)

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

Advisory services

Item 5.G
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)

Registration and firm details

Items 1, 2, 5
Registration
SEC-registered investment adviser. Status as filed: Approved.
Registered since
2010 (15 years)
Employees
Total: 1. Performing investment advisory functions: 1.
Wrap fee program participation
No.
Custodians (Schedule D, Section 5.K(3))

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

States registered or notice-filed
1 state or jurisdiction
AZ

SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

Disclosures

Item 11

None Reports no disclosure items on Form ADV Item 11. View on IAPD.

Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures

Assets and staff over time

Items 5.A, 5.F
$101M 2021 $103M 2022 $91.4M 2023 $95.5M 2024 $100M 2025 $105M 2026
Data periodAssets under managementEmployeesFiling dated
October 2026$104,698,5361March 31, 2026
October 2025$100,100,6371March 31, 2025
October 2024$95,476,0011March 13, 2024
October 2023$91,373,5131May 18, 2023
October 2022$103,103,9621March 31, 2022
October 2021$101,191,6441March 31, 2021

Regulatory assets under management: $101,191,644 in the October 2021 data and $104,698,536 in the October 2026 data, up 3%.

Total employees: 1 in October 2021 and 1 in October 2026.

As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.

Changes in the filing

Last 12 months

No changes to these filed facts in the last 12 months of filing data.

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.

Websites listed on Form ADV

Item 1.I

Not reported.

Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."

Cite this page

AdvisorCensus. AG Global Advisors LLC (CRD 155398): Form ADV filing data as of October 2026.
https://advisorcensus.com/firm/ag-global-advisors-llc-155398