AdvisorCensus / Financial advisors / Wyoming / Afinitiv LLC
Afinitiv LLC is an SEC-registered investment advisory firm in Sheridan, WY, registered since 2019, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 24, 2026.
Quick answers
From the filingHow is Afinitiv LLC compensated?
On its Form ADV (Item 5.E, October 2026), Afinitiv LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.
Where is Afinitiv LLC located?
Afinitiv LLC's principal office is in Sheridan, WY, according to its Form ADV.
Is Afinitiv LLC registered with the SEC or a state?
Afinitiv LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 305672.
How much does Afinitiv LLC manage?
Afinitiv LLC reports $353,774 in regulatory assets under management in its Form ADV filing dated September 24, 2026 (43% discretionary).
How have Afinitiv LLC's assets and staff changed since 2021?
In the Form ADV data for Afinitiv LLC: Regulatory assets under management: $783,000 in the October 2021 data and $353,774 in the October 2026 data, down 55%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Afinitiv LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (7); pension and profit sharing plans (but not the plan participants or government pension plans) (1); charitable organizations (1).
Does Afinitiv LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/305672
What changed in Afinitiv LLC's recent Form ADV filings?
In the October 2026 filing data: Regulatory assets under management went from $270,831 to $353,774 (+31%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies. See the firm's brochure (dated September 28, 2025) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$353,774 as of October 2026, filing dated September 24, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2019 (6 years)
- Employees
- Total: 2. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $353,774 | 2 | September 24, 2026 |
| October 2025 | $201,282 | 2 | September 6, 2024 |
| October 2024 | $201,282 | 2 | September 6, 2024 |
| October 2023 | $323,300 | 2 | August 23, 2023 |
| October 2022 | $500,000 | 2 | August 30, 2022 |
| October 2021 | $783,000 | 2 | August 27, 2021 |
Regulatory assets under management: $783,000 in the October 2021 data and $353,774 in the October 2026 data, down 55%.
Total employees: 2 in October 2021 and 2 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- October 2026
- Regulatory assets under management went from $270,831 to $353,774 (+31%).
- December 2025
- Regulatory assets under management went from $201,282 to $270,831 (+35%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Afinitiv LLC (CRD 305672): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/afinitiv-llc-sheridan-wy-305672