AdvisorCensus / Financial advisors / Connecticut / Hartford / Aetna Asset Advisors, LLC
Aetna Asset Advisors, LLC
Filed as AETNA ASSET ADVISORS, LLC
Aetna Asset Advisors, LLC is an SEC-registered investment advisory firm in Hartford, CT, registered since 2012, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 20, 2026.
Quick answers
From the filingHow is Aetna Asset Advisors, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Aetna Asset Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).
Where is Aetna Asset Advisors, LLC located?
Aetna Asset Advisors, LLC's principal office is in Hartford, CT, according to its Form ADV.
Is Aetna Asset Advisors, LLC registered with the SEC or a state?
Aetna Asset Advisors, LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 161282.
How much does Aetna Asset Advisors, LLC manage?
Aetna Asset Advisors, LLC reports $850,239,000 in regulatory assets under management in its Form ADV filing dated March 20, 2026 (99% discretionary).
How have Aetna Asset Advisors, LLC's assets and staff changed since 2021?
In the Form ADV data for Aetna Asset Advisors, LLC: Regulatory assets under management: $720,266,000 in the October 2021 data and $850,239,000 in the October 2026 data, up 18%. Total employees: 25 in October 2021 and 26 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Aetna Asset Advisors, LLC serve?
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (3); pension and profit sharing plans (but not the plan participants or government pension plans) (1).
Does Aetna Asset Advisors, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/161282
What changed in Aetna Asset Advisors, LLC's recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $733,567,000 to $850,239,000 (+16%). Employees performing advisory functions went from 24 to 23. Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2ASee the firm's brochure (dated March 20, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$850,239,000 as of October 2026, filing dated March 20, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2012 (14 years)
- Employees
- Total: 26. Performing investment advisory functions: 23.
- Wrap fee program participation
- No.
- States registered or notice-filed
- Not reported.
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $850,239,000 | 26 | March 20, 2026 |
| October 2025 | $733,567,000 | 27 | March 6, 2025 |
| October 2024 | $313,187,000 | 29 | May 8, 2024 |
| October 2023 | $415,281,000 | 28 | March 23, 2023 |
| October 2022 | $1,023,961,000 | 27 | March 22, 2022 |
| October 2021 | $720,266,000 | 25 | March 23, 2021 |
Regulatory assets under management: $720,266,000 in the October 2021 data and $850,239,000 in the October 2026 data, up 18%.
Total employees: 25 in October 2021 and 26 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $733,567,000 to $850,239,000 (+16%).
- Employees performing advisory functions went from 24 to 23.
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.INot reported.
Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Aetna Asset Advisors, LLC (CRD 161282): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/aetna-asset-advisors-llc-hartford-ct-161282