AdvisorCensus / Financial advisors / New York / New York / ACE & Company New York, Inc.
ACE & Company New York, Inc. is an SEC-registered investment advisory firm in New York, NY, registered since 2019, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated April 1, 2026.
Quick answers
From the filingHow is ACE & Company New York, Inc. compensated?
On its Form ADV (Item 5.E, October 2026), ACE & Company New York, Inc. reports these compensation arrangements: fixed fees (other than subscription fees).
How much does ACE & Company New York, Inc. charge?
Its Form ADV Part 2A brochure dated April 1, 2026 states: Asset-based fee: 0.5% to 3% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is ACE & Company New York, Inc. located?
ACE & Company New York, Inc.'s principal office is in New York, NY, according to its Form ADV.
Is ACE & Company New York, Inc. registered with the SEC or a state?
ACE & Company New York, Inc. is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 304442.
How much does ACE & Company New York, Inc. manage?
ACE & Company New York, Inc. reports $65,834,594 in regulatory assets under management in its Form ADV filing dated April 1, 2026 (98% discretionary).
How have ACE & Company New York, Inc.'s assets and staff changed since 2021?
In the Form ADV data for ACE & Company New York, Inc.: Regulatory assets under management: $32,219,934 in the October 2021 data and $65,834,594 in the October 2026 data, up 104%. Total employees: 3 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does ACE & Company New York, Inc. serve?
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (4).
Does ACE & Company New York, Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/304442
What changed in ACE & Company New York, Inc.'s recent Form ADV filings?
In the May 2026 filing data: Regulatory assets under management went from $52,030,343 to $65,834,594 (+27%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 0.5% to 3% a year (a range, as the brochure states it)
The brochure's wording
The management fees range from 0.5% to 3% of an Investor's commitment.
As stated in the firm's Form ADV Part 2A brochure dated April 1, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$65,834,594 as of October 2026, filing dated April 1, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for pooled investment vehicles (other than investment companies)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2019 (6 years)
- Employees
- Total: 4. Performing investment advisory functions: 4.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $65,834,594 | 4 | April 1, 2026 |
| October 2025 | $52,030,343 | 4 | March 27, 2025 |
| October 2024 | $36,750,000 | 4 | March 25, 2024 |
| October 2023 | $43,400,000 | 3 | March 27, 2023 |
| October 2022 | $43,360,000 | 3 | March 24, 2022 |
| October 2021 | $32,219,934 | 3 | March 26, 2021 |
Regulatory assets under management: $32,219,934 in the October 2021 data and $65,834,594 in the October 2026 data, up 104%.
Total employees: 3 in October 2021 and 4 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- May 2026
- Regulatory assets under management went from $52,030,343 to $65,834,594 (+27%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. ACE & Company New York, Inc. (CRD 304442): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/ace-and-company-new-york-inc-new-york-ny-304442