AdvisorCensus / Financial advisors / District of Columbia / Washington / AAA Advisory LLC
AAA Advisory LLC is a state-registered investment advisory firm in Walkersville, MD, registered since 2025, with no regulatory assets under management reported in its Form ADV filing dated September 25, 2026.
Quick answers
From the filingHow is AAA Advisory LLC compensated?
On its Form ADV (Item 5.E, October 2026), AAA Advisory LLC reports these compensation arrangements: hourly charges.
Where is AAA Advisory LLC located?
AAA Advisory LLC's principal office is in Walkersville, MD, according to its Form ADV.
Is AAA Advisory LLC registered with the SEC or a state?
AAA Advisory LLC is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 336585.
What types of clients does AAA Advisory LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (12).
Does AAA Advisory LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/336585
What changed in AAA Advisory LLC's recent Form ADV filings?
In the October 2026 filing data: Registered or notice-filed in PA.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- Hourly charges
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Regulatory assets under management
Item 5.FNot reported.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
Registration and firm details
Items 1, 2, 5- Registration
- State-registered investment adviser. Status as filed: APPROVED.
- Registered since
- 2025 (1 year)
- Employees
- Total: 1. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
3 states or jurisdictions
State-registered investment advisers are examined by their state securities regulator. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- October 2026
- Registered or notice-filed in PA.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. AAA Advisory LLC (CRD 336585): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/aaa-advisory-llc-walkersville-md-336585