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1977 Wealth, LLC

Miami, FLSEC-registered investment adviserCRD 343350

Filed as 1977 WEALTH, LLC

SEC record (IAPD)

1977 Wealth, LLC is an SEC-registered investment advisory firm in Miami, FL, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 28, 2026.

0 years
registered since 2026
$0
assets under management
3 arrangements
Percentage of assets, Fixed fees and more
None
disclosure items (Item 11)

Quick answers

From the filing

How is 1977 Wealth, LLC compensated?

On its Form ADV (Item 5.E, October 2026), 1977 Wealth, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other.

Where is 1977 Wealth, LLC located?

1977 Wealth, LLC's principal office is in Miami, FL, according to its Form ADV.

Is 1977 Wealth, LLC registered with the SEC or a state?

1977 Wealth, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: 120-Day Approval. CRD 343350.

How much does 1977 Wealth, LLC manage?

1977 Wealth, LLC reports $0 in regulatory assets under management in its Form ADV filing dated September 28, 2026.

Does 1977 Wealth, LLC report any disciplinary disclosures?

Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/343350

What changed in 1977 Wealth, LLC's recent Form ADV filings?

In the October 2026 filing data: Updated its list of owners and control persons (Schedule A).

From the Form ADV filing

Every figure below is as the firm filed it with regulators, as of October 2026.

How the firm is compensated

Item 5.E
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

Fees and minimums

Form ADV Part 2A

The brochure lists different fees for different services or strategies. See the firm's brochure (dated August 18, 2026) for its fees and any account minimum, on the SEC's IAPD site.

Regulatory assets under management

Item 5.F
$0

$0 as of October 2026, filing dated September 28, 2026.

Discretionary: $0.Non-discretionary: $0.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

Who the firm serves

Item 5.D
Individuals (other than high net worth individuals)
Clients 0 Assets $0
High net worth individuals
Clients 0 Assets $0
Banking or thrift institutions
Clients 0 Assets $0
Investment companies
Clients 0 Assets $0
Business development companies
Clients 0 Assets $0
Pooled investment vehicles (other than investment companies and business development companies)
Clients 0 Assets $0
Pension and profit sharing plans (but not the plan participants or government pension plans)
Clients 0 Assets $0
Charitable organizations
Clients 0 Assets $0
State or municipal government entities (including government pension plans)
Clients 0 Assets $0
Other investment advisers
Clients 0 Assets $0
Insurance companies
Clients 0 Assets $0
Sovereign wealth funds and foreign official institutions
Clients 0 Assets $0
Corporations or other businesses not listed above
Clients 0 Assets $0

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

Advisory services

Item 5.G
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services

Registration and firm details

Items 1, 2, 5
Registration
SEC-registered investment adviser. Status as filed: 120-Day Approval.
Registered since
2026 (0 years)
Employees
Total: 2. Performing investment advisory functions: 2.
Wrap fee program participation
No.
States registered or notice-filed
5 states or jurisdictions
ARFLNJPATX

SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

Disclosures

Item 11

None Reports no disclosure items on Form ADV Item 11. View on IAPD.

Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures

Changes in the filing

Last 12 months
  1. October 2026
    • Updated its list of owners and control persons (Schedule A).
  2. September 2026
    • Newly registered with the SEC.
    • Updated its list of owners and control persons (Schedule A).

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.

Websites listed on Form ADV

Item 1.I
1977wealth.com

Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."

Cite this page

AdvisorCensus. 1977 Wealth, LLC (CRD 343350): Form ADV filing data as of October 2026.
https://advisorcensus.com/firm/1977-wealth-llc-miami-fl-343350