AdvisorCensus / Custodians / UBS Securities LLC
Investment advisory firms using UBS Securities LLC as a custodian
36 SEC-registered investment advisory firms name UBS Securities LLC as holding 10% or more of their separately managed account assets on Form ADV. Metro areas with at least 3 of them are below.
| Metro area | Advisory firms |
|---|---|
| New York, NY | 11 |
| Miami, FL | 6 |
| Los Angeles, CA | 3 |
Custodians are as filed on Form ADV, Schedule D, Section 5.K(3), which lists each custodian holding 10% or more of an adviser's separately managed account assets, from the firm's most recent filing. A custodian holds client assets; it does not endorse or supervise the adviser. AdvisorCensus has no relationship with any custodian.
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AdvisorCensus. Investment advisory firms using UBS Securities LLC as a custodian. https://advisorcensus.com/custodians/ubs-securities https://advisorcensus.com/custodians/ubs-securities