AdvisorCensus / Financial advisors / New York / New York, NY / Wells Fargo Clearing Services, LLC
Financial advisors in New York, NY using Wells Fargo Clearing Services, LLC
11 SEC-registered investment advisory firms headquartered in the New York, NY metro area name Wells Fargo Clearing Services, LLC as holding 10% or more of their separately managed account assets on Form ADV, listed alphabetically.
| Firm | City | Registration | Assets band |
|---|---|---|---|
| Baron Capital Management, Inc. | New York | SEC-registered investment adviser | Over $5 billion |
| Belle Haven Investments, L.P. | Rye Brook | SEC-registered investment adviser | Over $5 billion |
| Estabrook Capital Management LLC | New York | SEC-registered investment adviser | $500 million to $1 billion |
| Four Points Advisors, LLC | New York | SEC-registered investment adviser | $25 million to $100 million |
| Hennion & Walsh Asset Management, Inc. | Parsippany | SEC-registered investment adviser | $500 million to $1 billion |
| Hilton Capital Management, LLC | Garden City | SEC-registered investment adviser | $1 billion to $5 billion |
| Municipal Asset Management Inc | Rye Brook | SEC-registered investment adviser | $100 million to $500 million |
| Overbrook Management Corporation | New York | SEC-registered investment adviser | $1 billion to $5 billion |
| Redwood Financial Planning, LLC | Scotch Plains | SEC-registered investment adviser | $100 million to $500 million |
| Sfumato Capital Management LLC | New York | SEC-registered investment adviser | $25 million to $100 million |
| WBI Investments, LLC | Red Bank | SEC-registered investment adviser | $500 million to $1 billion |
Custodians are as filed on Form ADV, Schedule D, Section 5.K(3), which lists each custodian holding 10% or more of an adviser's separately managed account assets, from the firm's most recent filing. A custodian holds client assets; it does not endorse or supervise the adviser. AdvisorCensus has no relationship with any custodian. Wells Fargo Clearing Services, LLC nationwide
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