{ "crd_number": 285162, "slug": "zuma-capital-management-llc-chamblee-ga-285162", "primary_business_name": "ZUMA CAPITAL MANAGEMENT, LLC", "legal_name": "ZUMA CAPITAL MANAGEMENT, LLC", "dbas": [], "city": "Chamblee", "state": "GA", "country": "United States", "cbsa_code": "12060", "metro": { "cbsa_code": "12060", "common_name": "Atlanta", "msa_name": "Atlanta-Sandy Springs-Roswell, GA", "path": "/advisors/ga/atlanta" }, "registration_type": "state", "registration_status": "APPROVED", "registration_date": "2016-12-14", "years_registered": 9, "period": "2026-10-01", "filing_date": "2026-03-31", "carried_forward": false, "raum_total": 8744767.0, "raum_discretionary": 8744767.0, "raum_non_discretionary": 0.0, "raum_band": "under_25m", "raum_band_label": "Under $25 million", "total_employees": 1, "advisory_employees": 1, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "charitable": { "raum": 934028.0, "count": 1, "fewer_than_5": true }, "individuals": { "raum": 1397974.0, "count": 5 }, "high_net_worth_individuals": { "raum": 5788735.0, "count": 5 }, "pooled_investment_vehicles": { "raum": 624030.0, "count": 1 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_individuals", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 1, "states_registered": [ "CA", "GA" ], "websites": [ "https://zumacapitalmgmt.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/285162", "disclosure_items": [ { "item": "11.D(5)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?" } ], "city_as_filed": "CHAMBLEE", "url": "https://advisorcensus.com/firm/zuma-capital-management-llc-chamblee-ga-285162", "display_name": "Zuma Capital Management, LLC", "summary": "Zuma Capital Management, LLC is a state-registered investment advisory firm in Chamblee, GA, registered since 2016, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.", "citation": "AdvisorCensus. Zuma Capital Management, LLC (CRD 285162): Form ADV filing data as of October 2026.", "registration_type_label": "State-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Zuma Capital Management, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Zuma Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Zuma Capital Management, LLC located?", "a": "Zuma Capital Management, LLC's principal office is in Chamblee, GA, according to its Form ADV." }, { "q": "Is Zuma Capital Management, LLC registered with the SEC or a state?", "a": "Zuma Capital Management, LLC is a state-registered investment advisory firm, registered since 2016. Status as filed: APPROVED. CRD 285162." }, { "q": "How much does Zuma Capital Management, LLC manage?", "a": "Zuma Capital Management, LLC reports $8,744,767 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary)." }, { "q": "What types of clients does Zuma Capital Management, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (5); high net worth individuals (5); pooled investment vehicles (other than investment companies and business development companies) (1)." }, { "q": "Does Zuma Capital Management, LLC report any disciplinary disclosures?", "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/285162" } ], "filing_history": [], "recent_changes": [], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/zuma-capital-management-llc-chamblee-ga-285162.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 5, "fewer_than_5": false, "raum": 1397974.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 5, "fewer_than_5": false, "raum": 5788735.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 1, "fewer_than_5": false, "raum": 624030.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 1, "fewer_than_5": true, "raum": 934028.0 } ], "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/285162", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }