# Zulauf Asset Management AG

> Zulauf Asset Management AG is an SEC-registered investment advisory firm in Baar, Switzerland, registered since 1992, with no regulatory assets under management reported in its Form ADV filing dated June 23, 2026.

- CRD: 110597
- Filed as: ZULAUF ASSET MANAGEMENT AG
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Baar, Switzerland
- Filing period: October 2026
- Form ADV filing dated: June 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/110597
- AdvisorCensus page: https://advisorcensus.com/firm/zulauf-asset-management-ag-baar-110597

## Quick answers

**How is Zulauf Asset Management AG compensated?**
On its Form ADV (Item 5.E, October 2026), Zulauf Asset Management AG reports these compensation arrangements: subscription fees (for a newsletter or periodical). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Zulauf Asset Management AG located?**
Zulauf Asset Management AG's principal office is in Baar, Switzerland, according to its Form ADV.

**Is Zulauf Asset Management AG registered with the SEC or a state?**
Zulauf Asset Management AG is an SEC-registered investment advisory firm, registered since 1992. Status as filed: Approved. CRD 110597.

**How have Zulauf Asset Management AG's assets and staff changed since 2021?**
In the Form ADV data for Zulauf Asset Management AG: Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Zulauf Asset Management AG serve?**
By number of clients on Form ADV Item 5.D: other investment advisers (96); individuals (other than high net worth individuals) (42); banking or thrift institutions (2).

**Does Zulauf Asset Management AG report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110597

## From the Form ADV filing

### Compensation (Item 5.E)
- Subscription fees (for a newsletter or periodical)

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 42 | Not reported |
| High net worth individuals | 0 | Not reported |
| Banking or thrift institutions | 2 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 96 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Publication of periodicals or newsletters

### Firm details
- Registered since: 1992 (33 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- felixzulauf.com
- zuam.ch
- LinkedIn @zulauf-consulting
- YouTube @zulaufconsulting

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | Not reported | 2 | June 22, 2021 |
| October 2022 | Not reported | 2 | June 22, 2022 |
| October 2023 | Not reported | 2 | June 7, 2023 |
| October 2024 | Not reported | 2 | June 20, 2024 |
| October 2025 | Not reported | 2 | June 30, 2025 |
| October 2026 | Not reported | 2 | June 23, 2026 |

Total employees: 2 in October 2021 and 2 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Zulauf Asset Management AG (CRD 110597): Form ADV filing data as of October 2026.