# Zuckerman Capital Management, LLC

> Zuckerman Capital Management, LLC is an SEC-registered investment advisory firm in Los Angeles, CA, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 23, 2026.

- CRD: 148549
- Filed as: ZUCKERMAN CAPITAL MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Los Angeles, CA
- Filing period: October 2026
- Form ADV filing dated: April 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/148549
- AdvisorCensus page: https://advisorcensus.com/firm/zuckerman-capital-management-llc-los-angeles-ca-148549

## Quick answers

**How is Zuckerman Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Zuckerman Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Zuckerman Capital Management, LLC located?**
Zuckerman Capital Management, LLC's principal office is in Los Angeles, CA, according to its Form ADV.

**Is Zuckerman Capital Management, LLC registered with the SEC or a state?**
Zuckerman Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 148549.

**How much does Zuckerman Capital Management, LLC manage?**
Zuckerman Capital Management, LLC reports $123,492,879 in regulatory assets under management in its Form ADV filing dated April 23, 2026 (86% discretionary).

**What types of clients does Zuckerman Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (63); high net worth individuals (52); corporations or other businesses not listed above (12).

**Which custodians does Zuckerman Capital Management, LLC use?**
Zuckerman Capital Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Zuckerman Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/148549

**What changed in Zuckerman Capital Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $123,492,879
- Discretionary: $106,449,421
- Non-discretionary: $17,043,458

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 63 | $13,989,848 |
| High net worth individuals | 52 | $101,229,677 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 9 | $5,408,765 |
| Corporations or other businesses not listed above | 12 | $2,864,589 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2026 (0 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- zuckermancapital.com
- Facebook @Zuckerman-Capital-Management-LLC-171682016197586

## Changes in the filing (last 12 months)

### April 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Zuckerman Capital Management, LLC (CRD 148549): Form ADV filing data as of October 2026.